Supreme Court of India (Division Bench (DB)- Two Judge)

Appeal (Civil), 9699 of 2014, Judgment Date: Oct 14, 2014

                        IN THE SUPREME COURT OF INDIA


                        CIVIL APPELLATE JURISDICTION



                        CIVIL APPEAL NO.9699 OF 2014

              [Arising out of S.L.P. (Civil) No.33699 of 2011]



Sameer Singh and Another                                         ... Appellants


                                   Versus


Abdul Rab and Others                                            ... Respondents







                               J U D G M E N T



Dipak Misra, J.



  Leave granted.


The Universal Construction Company, the respondent No. 3 herein,  instituted

Civil Suit No. 480 of 1971 in  the  High  Court  of  Calcutta  invoking  its

original civil jurisdiction for  realization  of  a  sum  of  Rs.2,15,289.28

paise  from  the  Engineers  Syndicate  (India)  Private  Limited,  the  4th

respondent herein, and an ex parte decree was passed  in  the  suit.   After

obtaining the decree, respondent No. 3 assigned the same in favour of  Abdul

Rab, respondent No. 1  herein,  on  20th  May,  2005.   After  the  deed  of

assignment was given the formal shape, the 1st  respondent  moved  the  High

Court of Calcutta and got the said decree transferred to the  Court  of  Sub

Judge-I,  Jamshedpur  for  execution  by  way  of  attachment  and  sale  of

immovable properties of the 4th respondent situated within the  jurisdiction

of the executing Court.  Thereafter, the 1st respondent filed  an  execution

case against the 4th respondent.  A schedule of  property  was  attached  to

the execution petition.



3.    As the factual matrix would unfurl, the executing court after  receipt

of the  decree  on  23.8.2006  issued  notice  to  the  4th   respondent  by

registered post and when the service was not effected, mode  of  publication

was taken recourse to for appearance of  the  judgment-debtor.   Eventually,

the execution case was fixed  for  ex  parte  hearing  on  9.3.2007  on  the

petition of the assignee-decree-holder.  After following the procedure,  the

scheduled property was put up for sale by  way  of  auction  and  ultimately

Abdul Rafai, respondent No. 2, purchased the property and  pursuant  to  the

order of the Court took over possession of the said immovable property.


4.    As the factual narration would further undrape, at the said  juncture,

the present appellants filed an application under Order XXI,  Rules  97,  99

and 101 of the Code of Civil  Procedure  (C.P.C.)  contending,  inter  alia,

that the disputed property originally belonged to the  4th   respondent  who

had borrowed a sum of Rs.14,571/- from his deceased father, Gopal Singh,  by

depositing the sale deeds of the said property on 18.2.1971 at Calcutta  and

had delivered possession of the said property to Gopal  Singh  on  19.2.1971

in lieu of interest of said borrowed amount.  When  he  failed  to  pay  the

borrowed sum, the 4th respondent agreed to transfer the said property for  a

consideration of Rs.25,000/- to Gopal Singh  after  adjusting  the  borrowed

amount i.e. Rs.14,571/-.  Regard being had to the  said  arrangement,  Gopal

Singh had  paid  the  balance  amount  of  Rs.10,429/-  and  accordingly  an

agreement for sale was executed.  When the 4th  respondent  did  not  honour

his part of the contract, Gopal Singh instituted Title Suit No. 43  of  1974

in the Court of Sub Judge-I,  Jamshedpur  against  the  4th  respondent  and

eventually the said suit was decreed by the Second  Additional  Sub  Judge-I

on 14.5.1977.  Thereafter, a case was filed and in pursuance of  the  decree

a sale deed was executed on 10.10.1982  in  favour  of  the  father  of  the

appellants through Court and he was put in possession through Nazir  of  the

Civil Court in respect of the property in question, and after the demise  of

Gopal Singh, the appellants, being sons, inherited  the  said  property  and

remained in possession having right, title and interest till 27.4.2008  when

all of a sudden, respondent No. 2 through the help of  Nazir  took  delivery

of the  property  after  dispossessing  the  appellants  therefrom.   On  an

inquiry being made, they came to know  under  what  circumstances  they  had

been dispossessed by the Nazir.  The application further asserted  that  the

schedule of property which had been appended to Execution  Case  No.  24  of

2006 had been deliberately added though the 4th respondent  had  no  concern

with the same.  It was also put  forth  that  an  order  of  attachment  was

published in a local daily ‘Uditwani’ dated 23.10.1982  in  respect  of  the

scheduled property by the High Court of Calcutta in Suit  No.  480  of  1971

and the father of the appellants coming to know of the  same  had  filed  an

objection before the High Court which after considering  the  objection  and

taking note  of  the  right,  title  and  interest  of  the  father  of  the

appellants had released the  said  property  from  attachment  but  the  1st

respondent by suppressing all the facts got the said  schedule  of  property

attached and put the same in auction and respondent No. 2 who was set up  by

the  respondent No.1 became the purchaser of the property.  In  essence,  it

had been pleaded that respondent Nos. 1  and  2  had  colluded  to  put  the

property to auction which did not belong to the respondent  No.  4  and  was

not meant for attachment and sale, for it had been already released  by  the

High Court of Calcutta and, in  any  case,  the  respondent  No.  4  had  no

concern with the said property.  In the application it was prayed  that  the

appellants, the applicants in the court below, should be put  in  possession

of the scheduled property and the respondents be  restrained  from  changing

the nature and character of  the  property  till  the  adjudication  of  the

application.


5.    The said application was resisted by respondent  Nos.  1  and  2,  the

opposite parties No. 1 and 2 before the executing court, on  many  a  ground

and basically reasseverating the facts how the decree  had  been  passed  by

the High Court of Calcutta and how there had been a deed of  assignment  and

further the fairness  of  procedure  adopted  in  putting  the  property  to

auction and the eventual sale.


6.      The  executing court framed two issues which read as follows:-


“I. Whether the transferee executing court has  jurisdiction  to  adjudicate

the present petition filed by the applicants under order XXI  rules  97,  99

and 101 C.P.C.?


II. Whether the applicants are entitled to get as relief in claim  in  their

application?”


7.    The executing  court  noted  the  submissions  of  both  the  parties,

referred to the order passed by the High Court of Calcutta transferring  the

decree for execution, adverted to the provisions under Sections 39 to 42  of

C.P.C., placed reliance on certain authorities as regards the limitation  on

the powers of the transferee court under Section 42 of C.P.C., recorded  the

fact  that  it  had  already  dismissed  the  execution  case  to  the  full

satisfaction of the decree-holder on 19.12.2008 and  informed  the  same  to

the Registrar of the High Court of Calcutta, and  eventually  came  to  hold

that it had no jurisdiction to reopen and discuss the matter  pertaining  to

the title of the parties in execution  case  at  the  instance  of  a  third

party.  In that backdrop, it observed that the executing  court  had  become

functus officio and could not entertain the application.  Adverting  to  the

second issue, the executing court noted the contentions and referred to  the

authorities earlier cited but ultimately opined that as a finding  had  been

recorded  to  the  effect  that  the  transferee-executing  court   had   no

jurisdiction to entertain the petition, regard being had to  the  fact  that

the decree had been executed to the full satisfaction and an intimation  had

been sent to the Registrar of  the  Calcutta  High  Court,  the  controversy

raised could not be dealt with and no relief could be granted.


8.    The aforesaid order came to be  assailed  before  the  High  Court  in

W.P.C. No. 348 of 2011 under Article 227 of the Constitution  of  India.   A

preliminary objection was raised on behalf of the  1st  respondent  that  an

order passed under Order XXI, Rule 98 to 100 of C.P.C. is a  decree  as  per

the  provisions  contained  under  Order  XXI,  Rule  103  of  C.P.C.   and,

therefore, an appeal would lie and the writ petition was  not  maintainable.

The preliminary objection was resisted by proponing a contention  that  only

those orders which adjudicate the  dispute  between  the  parties  would  be

treated as decree but as in the case at hand, the Court had not decided  the

lis in question as it had expressed an opinion that it had  no  jurisdiction

after having become functus officio, an appeal would not lie.


9.    The learned Single Judge accepted the  preliminary  objection  on  the

foundation that dispute between parties regarding jurisdiction of  executing

court could be determined under Order XXI, Rule 100 of C.P.C. and that  when

a decision had been rendered on that score  it  would  be  a  deemed  decree

under Order XXI, Rule 103 of C.P.C. and hence, the  writ  petition  was  not

maintainable.  Expression of aforesaid view entailed dismissal of  the  writ

petition.  Hence, the present appeal by special leave.


We have heard Mr. Saurabh S. Sinha, learned counsel for the  appellants  and

Mr. Jayesh Gaurav, learned counsel for the respondents.


Assailing the impugned order it is contended by Mr. Sinha that  the  learned

Single Judge has failed to appreciate the language employed  in  Order  XXI,

Rules 97 to 103  which  commands  the  executing  court  to  adjudicate  the

controversy  pertaining  to  all  the  aspects  and,  therefore,  when   the

executing Court has only opined that it  has  become  functus  officio,  the

said order cannot be treated as a decree.  It is urged by him that the  said

order tantamounts to refusal of exercise of jurisdiction duly  vested  in  a

Court and, therefore, such an error has to be rectified in exercise  of  the

power of superintendence  by  the  High  Court  under  Article  227  of  the

Constitution  of  India.   It  is  his  further  submission  that  the  view

expressed by the High Court is fallacious as far  as  its  understanding  of

the ratio of the decision  in  Babulal  v.  Raj  Kumar  and  Others[1].   To

pyramid the submission that there has to be an adjudication as warranted  in

law, learned counsel has placed reliance on Ghasi Ram and  Others  v.  Chait

Ram Saini and others[2] and Ram Kumar Tiwari and  Others  v.  Deenanath  and

Others[3].


Mr. Jayesh Gaurav, learned counsel appearing for the respondents in  support

of the order passed by the High Court has contended that when the  executing

court had clearly expressed the view that it has no jurisdiction  to  embark

upon the issues as required to be gone into under Order  XXI,  Rules  97  to

103 of  C.P.C., there was no necessity to proceed further and it would be  a

travesty of justice  if  it  is  construed  that  when  there  has  been  no

adjudication of an application on behalf of a third party it would not be  a

decree.  It is canvassed by him that adjudication does not necessarily  mean

to record evidence and deal with the issue of right, title and  interest  to

make the order a deemed decree as stipulated under Order XXI, Rule 103.   It

is urged by him that when finality is given to the objection it assumes  the

character  of  a  decree  as  envisaged  under  Order  XXI,  Rule  103  and,

therefore, the reasons ascribed by the High Court  cannot  be  faulted.   In

support  of  his  contention,  learned  counsel  has  commended  us  to  the

authority in S. Rajeswari v. S.N. Kulasekaran and Others[4].

To appreciate the  submissions  raised  at  the  Bar,  it  is  necessary  to

appreciate the whole gamut of provisions contained in Order  XXI,  Rules  97

to 103 of CPC and the fundamental objects behind the same.   Rule  97  deals

with resistance or obstruction to possession by the holder of a  decree  for

possession or the purchaser of any such property  sold  in  execution  of  a

decree.  It empowers such a person to  file  an  application  to  the  Court

complaining of such resistance or obstruction and requires the  Court  under

sub-rule (2) to adjudicate upon  the  application  in  accordance  with  the

provisions provided therein.  Rule 99 deals with  dispossession  by  decree-

holder or purchaser.  It stipulates that where any  person  other  than  the

judgment-debtor is dispossessed of immovable property by  the  holder  of  a

decree for the possession of such property or where such property  has  been

sold in execution of a decree, by the purchaser  thereof,  he  may  make  an

application to the Court complaining of such dispossession.   The  Court  is

obliged to adjudicate such an application.  Thus this rule, as is  manifest,

includes any person other than the judgment-debtor.   Rule  101  deals  with

the questions to be determined.  It provides that  all  questions  including

questions relating to right, title  or  interest  in  the  property  arising

between the parties to a proceeding on an application under Rule 97 or  Rule

99 or their  representatives,  and  relevant  to  the  adjudication  of  the

application shall be determined by the Court  dealing  with  an  application

and not by a separate suit and for the said  purpose,  the  executing  court

has been conferred the jurisdiction to decide  the  same.   Rule  100  deals

with orders to be passed upon application complaining of dispossession.   It

is apt to reproduce the said rule:-

“Rule  100.  Order  to   be   passed   upon   application   complaining   of

dispossession.- Upon the determination of the  questions  referred  in  Rule

101, the Court shall, in accordance with such determination,-


make an order allowing the application and directing that the  applicant  be

put into possession of the property or dismissing the application; or


(b)   pass such order as, in the circumstances of  the  case,  it  may  deem

fit.”


Rule 98 deals with orders after adjudication.  Sub-rule  (1)  provides  that

upon the determination of questions referred to in Rule 101,  the  Court  in

accordance with determination and subject  to  provisions  of  sub-rule  (2)

therein make an order  allowing  the  application  and  directing  that  the

applicant  be  put  in  possession  of  the  property  or   dismissing   the

application or pass such other order, as in the circumstances  of  the  case

it may deem fit.  As far as sub-rule (2)  is  concerned,  the  same  is  not

necessary to be taken note of for the purposes of present  case.   Rule  103

which is significant reads as follows:-

“Rule 103. Orders to be treated as decrees.- Where any application has  been

adjudicated  upon under Rule 98 or Rule 100, the order  made  thereon  shall

have the same force and be subject to the same conditions as  to  an  appeal

or otherwise as if it were a decree.”


The submission of the learned counsel for the  appellants  is  that  if  the

scheme underlying the said Rules is appositely appreciated, it is  clear  as

crystal that the legislature in order to avoid multiplicity  of  proceedings

has  empowered  the  executing  court  to  conduct  necessary  enquiry   and

adjudicate by permitting the parties  to  adduce  evidence,  both  oral  and

documentary, and to determine the right, title and interest of  the  parties

and, therefore, such  an order has been given the status of  a  decree.   As

has been put forth by him, a proceeding in terms of Rule 97 or  Rule  99  is

in the nature of a suit and the adjudication is similar to that  of  a  suit

and when in the case at hand, the Court has  declined  to  embark  upon  any

enquiry  by  calling  for  reply,  recording  evidence   and   appropriately

adjudicating the controversy, the order  passed  cannot  be  regarded  under

Rule 103 of Order XXI as a decree.  In this context,  the  authorities  that

have been commended to us need to be carefully noticed.

 In Noorduddin v. Dr. K.L. Anand[5], the executing court  had  rejected  the

application of the appellant therein on the ground that the High  Court  had

already adjudicated the lis.  Analysing the language employed in  Rules  97,

98 and 100 to 104, the Court held:-


“Thus, the scheme of the Code clearly adumbrates that  when  an  application

has been made under Order 21, Rule 97, the court is enjoined  to  adjudicate

upon the right, title and interest claimed in the property  arising  between

the parties to a proceeding or between  the  decree-holder  and  the  person

claiming independent right, title or interest in the immovable property  and

an order in that behalf be  made.  The  determination  shall  be  conclusive

between the parties as if it was a decree subject to  right  of  appeal  and

not a matter to be agitated by a separate suit. In  other  words,  no  other

proceedings were  allowed  to  be  taken.  It  has  to  be  remembered  that

preceding Civil Procedure Code Amendment Act,  1976,  right  of  suit  under

Order 21, Rule 103 of 1908 Code was  available  which  has  been  now  taken

away. By necessary implication, the legislature relegated the parties to  an

adjudication of right, title or interest in  the  immovable  property  under

execution and finality has been accorded to it.  Thus,  the  scheme  of  the

Code appears to be to put an end to the protraction of the execution and  to

shorten the litigation between the parties or persons claiming right,  title

and interest in the immovable property in execution.”


            Elucidating further, the Court opined that  adjudication  before

execution is an efficacious remedy to prevent fraud,  oppression,  abuse  of

the process of the court or miscarriage of justice. The object of law is  to

meet out justice and, therefore, adjudication under  Order  XXI,  Rules  98,

100 and 101 and its successive rules is sine qua non to a  finality  of  the

adjudication of the right, title  or  interest  in  the  immovable  property

under execution.

In  Babulal  (supra),  the  appellant  apprehending   that   it   would   be

dispossessed in an execution proceeding had filed an  application  based  on

possessory title and obtained interim injunction.   He  had  also  filed  an

application stating, inter alia, that he should not  be  dispossessed.   His

objection was overruled by the executing court holding  that  since  he  had

not been dispossessed, an application under  Order  XXI,  Rule  98  was  not

maintainable.  The said view  was  affirmed  by  the  High  Court  in  Civil

Revision Petition.  The Court while interpreting the Order XXI, Rules 98  to

102 referred to the decision in Bhanwar Lal v.  Satyanarain  and  Another[6]

and opined that  it  is  clear  that  an  adjudication  is  required  to  be

conducted under Order XXI, Rule 98 before removal of the obstruction  caused

by the objector or the appellant and a finding is required  to  be  recorded

in that behalf. The Court ruled that the order is treated as a decree  under

Order XXI, Rule 103 and it is subject to an appeal.  It  has  been  observed

in the said case that prior to 1976, the order  was  subject  to  suit,  but

under the amended Code, right of suit under Order XXI, Rule 63 of  old  Code

has been taken away, and the determination of the  question  of  the  right,

title or interest of the objector in the immovable property under  execution

needs to be adjudicated under Order XXI, Rule 98 which is an order and is  a

decree under Order XXI, Rule 103 for the purpose of appeal  subject  to  the

same conditions as to an appeal or otherwise as if it were  a  decree.   The

Court further opined that the procedure prescribed is  a  complete  code  in

itself and, therefore, the executing [pic]court  is  required  to  determine

the question.

In Ghasi Ram and Others (supra)  while  making  a  distinction  between  the

provisions prior to the amendment brought in 1976 in CPC and  the  situation

after the amendment, a two-Judge Bench observed thus:-

“The position has changed after amendment of the Code of Civil Procedure  by

the  Amendment  Act  of  1976.   Now,  under  the  amended  provisions,  all

questions,  including  right,  title,  interests  in  the  property  arising

between   the  parties  to  the  proceedings  under  Rule  97,  have  to  be

adjudicated by the executing court itself and not left to be decided by  way

of a fresh suit.”


In the case of S. Rajeswari (supra), the appellant was one  of  the  persons

who  had  obstructed  the  execution  of  a  decree  obtained  by  the   1st

respondent therein and  had filed an application under Section  151  of  CPC

which was rejected by the executing court on the  ground  that  it  was  not

maintainable.  Being grieved by the  said  order  he  preferred  a  revision

petition which was allowed  by  the  High  Court.   The  Court  treated  the

application preferred under Section 151 of C.P.C.  to  be  one  under  Order

XXI, Rule 97 because the executing court proceeded to  record  evidence  and

thereupon adjudicated the matter.  The evidence  of  the  decree-holder  was

considered and a conclusion was arrived at that  the  identity  of  plot  in

question had not been established and thereby  the  plaintiff  was  disabled

from executing the decree for possession of  the  land.   A  contention  was

raised before this Court that the High Court had  erred  in  entertaining  a

revision petition under Section 115, C.P.C., for  the  order  was  a  decree

under Order XXI, Rule 103 of C.P.C. and hence,  an  appeal  lay.   The  said

contention was accepted by this Court.

At this juncture, we may refer with profit to the pronouncement in  Brahmdeo

Chaudhary v. Rishikesh Prasad Jaiswal and  another[7]  wherein  a  two-Judge

Bench scanning the anatomy of the rules came to hold that:-


“... a stranger to the decree who claims an  independent  right,  title  and

interest in the decretal property can offer his  resistance  before  getting

actually dispossessed. He can equally agitate his grievance  and  claim  for

adjudication of his independent right, title and interest  in  the  decretal

property even after losing possession as per Order XXI, Rule 99. Order  XXI,

Rule 97 deals with a stage which is prior to the  actual  execution  of  the

decree for possession wherein the grievance of  the  obstructionist  can  be

adjudicated upon before actual delivery of possession to the  decree-holder.

While Order XXI, Rule 99 on the other hand deals with the  subsequent  stage

in the execution proceedings where a stranger claiming any right, title  and

interest in the decretal property might have got actually  dispossessed  and

claims restoration of possession on adjudication of his  independent  right,

title and interest dehors the interest of the  judgment-debtor.  Both  these

types [pic]of enquiries in connection with the right, title and interest  of

a stranger to the decree are clearly contemplated by  the  aforesaid  scheme

of Order XXI and it is not as if that such a  stranger  to  the  decree  can

come in the picture only at the final stage after losing the possession  and

not before  it  if  he  is  vigilant  enough  to  raise  his  objection  and

obstruction  before  the  warrant  for  possession  gets  actually  executed

against him.”


The  aforesaid  authorities  clearly  spell  out  that  the  court  has  the

authority to adjudicate all the questions  pertaining  to  right,  title  or

interest in the property arising between the parties.  It also includes  the

claim of a  stranger  who  apprehends  dispossession  or  has  already  been

dispossessed from the immovable property.  The self-contained Code,  as  has

been emphasised by this Court, enjoins the  executing  court  to  adjudicate

the lis and the purpose is to avoid  multiplicity  of  proceedings.   It  is

also so because prior to 1976 amendment the grievance  was  required  to  be

agitated by filing a suit but after the amendment the entire enquiry has  to

be conducted by the executing court.  Order XXI, Rule 101 provides  for  the

determination of necessary issues.  Rule 103 clearly  stipulates  that  when

an application is adjudicated upon under Rule 98 or Rule 100 the said  order

shall have the same force as if it were a decree.   Thus,  it  is  a  deemed

decree.  If a Court declines to adjudicate on the ground that  it  does  not

have jurisdiction, the said order cannot earn the status of  a  decree.   If

an executing court only expresses its inability  to  adjudicate  by  stating

that it lacks  jurisdiction,  then  the  status  of  the  order  has  to  be

different.  In the  instant  case  the  executing  court  has  expressed  an

opinion that it has become functus officio and hence, it cannot initiate  or

launch any enquiry. The appellants had invoked the jurisdiction of the  High

Court under Article 227 of the Constitution assailing the  order  passed  by

the executing court on the foundation that it had  failed  to  exercise  the

jurisdiction vested in it.   The appellants had approached  the  High  Court

as per the dictum laid down by this Court in Surya Dev Rai  v.  Ram  Chander

Rai and others[8].

Whether the executing court, in the obtaining circumstances,  has  correctly

expressed the view that it has become functus officio or not and thereby  it

has jurisdiction or  not,  fundamentally  pertains  to  rectification  of  a

jurisdictional error.  It is so as there has been  no  adjudication.   If  a

subordinate court exercises its jurisdiction not vested  in  it  by  law  or

fails to exercise the jurisdiction so vested, the said order  under  Section

115 of the Code is revisable as has been held  in  Joy  Chand  Lal  Babu  v.

Kamalaksha Chaudhury and others[9].  The same principle has been  reiterated

in Keshardeo Chamria v. Radha  Kissan  Chamria  and  others[10]  and  Chaube

Jagdish Prasad and another v.  Ganga  Prasad  Chaturvedi[11].   Needless  to

emphasise, the said principle  is  well-settled.   After  the  amendment  of

Section 115, C.P.C. w.e.f. 1.7.2002,  the  said  power  is  exercised  under

Article 227 of the Constitution as per the principle laid down in Surya  Dev

Rai (supra).  Had the executing court apart from expressing  the  view  that

it had become functus officio had adjudicated  the  issues  on  merits,  the

question would have been different, for in that event there would have  been

an adjudication.

In view of the forgoing analysis, we conclude and hold that the  High  Court

has fallen  into  error  by  opining  that  the  decision  rendered  by  the

executing court is a decree and,  therefore,  an  appeal  should  have  been

filed, and resultantly allow the appeal and set aside  the  impugned  order.

The High Court shall decide the matter as necessary  under  Article  227  of

the Constitution of India.  As a long span of  time  has  expired  we  would

request the High Court to dispose of the matter within  a  period  of  three

months.  There shall be no order as to costs.



                                             .............................J.

                                                         [Dipak Misra]




                                             .............................J.

                                                     [V. Gopala Gowda]


New Delhi;

October 14, 2014



                                                     -----------------------

[1]    (1996) 3 SCC 154

[2]    (1998) 6 SCC 200

[3]    AIR 2002 Chhattisgarh 1

[4]    (2006) 4 SCC 412

[5]    (1995) 1 SCC 242

[6]    (1995) 1 SCC 6

[7]    AIR 1997 SC 856

[8]    (2003) 6 SCC 675

[9]    AIR 1949 PC 239

[10]   AIR 1953 SC 23

[11]   AIR 1959 SC 492


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