Supreme Court of India (Division Bench (DB)- Two Judge)

Appeal (Civil), 6862 of 2014, Judgment Date: Oct 14, 2014

                        IN THE SUPREME COURT OF INDIA


                        CIVIL APPELLATE JURISDICTION



                      CIVIL APPEAL NO.  6862   OF 2014

                [Arising out of S.L.P. (C) No. 6757 of 2012)


Rajni Rani & Anr.                                  ... Appellants


                                   Versus


Khairati Lal & Ors.                               ...Respondents






                               J U D G M E N T




Dipak Misra, J.


The centrirorial issue that has stemmed in this appeal by grant  of  special

leave is whether an order of dismissal of the counter-claim being barred  by

principles of Order 2, Rule 2 of the Code of Civil  Procedure  (C.P.C.)  can

be set aside in exercise of revisional jurisdiction  under  Section  115  of

the C.P.C. or in exercise of power of superintendence under Article  227  of

the Constitution of India or is it required to be assailed by preferring  an

appeal.

The factual score need not be exposited in  detail.   Suffice  it  to  state

that one Phoolan Rani, wife of Om  Prakash,  and  another  instituted  Civil

Suit No. 107B of 2003 seeking   a declaration that they are  the  owners  in

possession of the land admeasuring 1/9th share in the suit land and  further

praying for permanent injunction against the  defendants.   After  issue  of

notice, the defendants entered contest and the defendant Nos.12 to 14  filed

a counter-claim putting forth that they had the right,  title  and  interest

as the original owner, Jeth Ram, had executed  a  Will  dated  18.5.1995  in

their favour.

After the  counter-claim  was  filed,  defendant  Nos.  1  and  2  filed  an

application for dismissal of the counter-claim on the  foundation  that  the

same did not merit consideration as it was barred by  Order  2,  Rule  2  of

C.P.C.  It was set forth in the application that a suit for declaration  was

earlier filed by the  present  appellants  along  with  others  against  the

defendants and a decree was passed in their favour on 21.9.2002  whereby  it

was held that the present  appellants  and  some  of  the  respondents  were

entitled to 1/4th share each.  The judgment and decree passed  in  the  said

suit was assailed in appeal and the appellate court  modified  the  judgment

and decree dated 21.9.2002 vide judgment dated 15.2.2003 holding  that  each

one of them was entitled to 1/9th share and the said modification  was  done

on the ground that the property was ancestral in nature and the sisters  had

their shares.  After disposal of the appeal, one  of  the  sisters  filed  a

declaratory suit to the effect that she is the owner in possession  of  land

in respect of 1/9th share in the suit land and in the said suit  a  counter-

claim was filed by defendant Nos. 12 to 14  stating  that  they  had  become

owners in possession of the  suit  property  on  the  basis  of  a  properly

registered Will dated 18.5.1995 executed by Jeth Ram. In the application  it

was set forth that the counter-claim had been filed in  collusion  with  the

plaintiff as the plea of claiming any status under the Will dated  18.5.1995

was never raised in the earlier suit.  It was urged  that  the  plea  having

not been raised in the earlier suit, it could not have been  raised  by  way

of a counter-claim in the second suit being  barred  by  the  principles  of

Order 2, Rule 2 of C.P.C.

The learned trial Judge adverted to the lis in the first  suit,  the  factum

of not raising the plea with regard to Will in the earlier suit and came  to

hold that the counter-claim could not be advanced solely on the ground  that

the existence of the Will had come to the knowledge of the  defendants  only

in the year 2003.  Being of this view, the learned trial Judge  allowed  the

application filed by the defendant Nos. 1 and 2  and  resultantly  dismissed

the counter-claim filed by the defendant Nos. 12  to  14  vide  order  dated

13.10.2010.

The legal substantiality of the aforesaid order was called  in  question  in

Civil  Revision  No.  900  of  2011  preferred  under  Article  227  of  the

Constitution of India wherein the High Court taking  note  of  the  previous

factual background came to hold that the learned trial Judge had  failed  to

appreciate that the Will dated 18.5.1995 executed by Jeth  Ram,  the  father

of defendant Nos. 12  to 14, was alive at the time of  adjudication  of  the

earlier suit and hence, the said Will could not have  taken  aid  of  during

his lifetime.  The aforesaid analysis persuaded the learned Single Judge  to

set aside the order passed by the learned trial Judge.  However, the  Single

Judge observed that it would be open to the plaintiff  to  raise  all  pleas

against the counter-claim.

We have heard Mr. Arvinder Arora, learned counsel  for  the  appellants  and

Mr. S.S. Nara, learned counsel for the respondents.

7.    At the very outset, we must make it clear that we are not inclined  to

advert to the defensibility or justifiability of the order of  rejection  of

the  counter-claim  by  the  learned  trial  Judge  or  the   annulment   or

invalidation of the said order by the High Court.  We shall only dwell  upon

the issue whether the revision petition could have been entertained or   was

it obligatory on the part of respondents herein to assail the order  by  way

of appeal.

8.    The submission of  Mr.  Arora,  learned  counsel  appearing  for   the

appellants is that the counter-claim is in the nature of a plaint  and  when

it is dismissed it has to be assailed by way of appeal before the  competent

forum by paying the requisite court fee on the basis of the claim  and  such

an order cannot be set at naught in exercise of supervisory jurisdiction  of

the High Court.  Learned counsel for  the  respondents,  per  contra,  would

contend that such an order is revisable and, in  any  case,  when  cause  of

justice has been subserved this Court should not interfere  in  exercise  of

its jurisdiction under Article 136 of the Constitution of India.

9.    To appreciate the controversy in proper perspective it  is  imperative

to appreciate the  scheme  relating  to  the  counter-claim  that  has  been

introduced by CPC (amendment) Act 104 of 1976  with  effect  from  1.2.1977.

Order 8, Rule 6A deals with counter-claim  by  the  defendant.   Rule  6A(2)

stipulates thus:-

“(2) Such counter-claim shall have the same effect as a cross-suit so as  to

enable the Court to pronounce a final judgment in the  same  suit,  both  on

the original claim and on the counter-claim.”


10.   Rule 6A(3) enables the plaintiff to file  a  written  statement.   The

said provision reads as follows:-

“(3) The plaintiff shall be at  liberty  to  file  a  written  statement  in

answer to the counter-claim of the defendant within such period  as  may  be

fixed by the Court.”


11.   Rule 6A(4) of the said Rule postulates that  the  counter-claim  shall

be treated as a plaint and governed by rules applicable to a  plaint.   Rule

6B provides how the counter-claim is to be stated and  Rule  6C  deals  with

exclusion of counter-claim.  Rules 6D deals  with  the  situation  when  the

suit is discontinued.  It is as follows:-

“R. 6D. Effect of discontinuance of suit. – If in  any  case  in  which  the

defendant sets up a counter-claim, the suit  of  the  plaintiff  is  stayed,

discontinued or dismissed, the counter-claim may nevertheless  be  proceeded

with.”


12.   On a plain reading of the aforesaid  provisions  it  is  quite  limpid

that a counter-claim preferred by the defendant in a suit is in  the  nature

of a cross-suit and by a statutory command even if the  suit  is  dismissed,

counter-claim shall remain alive for adjudication.  For  making  a  counter-

claim entertainable by the court, the  defendant  is  required  to  pay  the

requisite court fee on the valuation of the  counter-claim.   The  plaintiff

is obliged to file a written statement and in  case  there  is  default  the

court can pronounce the Judgment against the plaintiff in  relation  to  the

counter-claim put forth by the defendant as it has  an  independent  status.

The  purpose  of  the  scheme  relating  to  counter-claim   is   to   avoid

multiplicity of the proceedings.   When  a  counter-claim  is  dismissed  on

being adjudicated on merits it forecloses the rights of the  defendant.   As

per Rule 6A(2) the court is required to pronounce a final  judgment  in  the

same suit both on the original claim and also  on  the  counter-claim.   The

seminal purpose is to avoid piece-meal  adjudication.    The  plaintiff  can

file an application for exclusion of a counter-claim and can do  so  at  any

time before issues are settled in relation to  the  counter-claim.   We  are

not concerned with such a situation.

13.   In the instant case, the counter-claim has been dismissed  finally  by

expressing an opinion that it is barred by principles of Order 2, Rule 2  of

the CPC.  The question is what status is to be given to such  an  expression

of opinion. In this context we may refer with profit the definition  of  the

term decree as contained in section 2(2) of CPC:-

“(2) “decree” means the formal expression of an adjudication which,  so  far

as regards the Court expressing it, conclusively determines  the  rights  of

the parties with regard to all or any of the matters in controversy  in  the

suit and may be either preliminary or final.  It shall be deemed to  include

the rejection of a plaint and the determination of any question within  [1][

* * *] Section 144, but shall not include –

any adjudication from which an appeal lies as an appeal from an order, or

any order of dismissal for default.


Explanation- A decree is preliminary when further  proceedings  have  to  be

taken before the suit can be completely disposed of.  It is final when  such

adjudication completely disposes of the suit.  It may be partly  preliminary

and partly final;”


14.   In R. Rathinavel Chettiar and Another v. V.  Sivaraman  and  Others[2]

dealing with the basic components of a decree, it has been held thus:-

“10. Thus a “decree” has to have the following essential elements, namely:


      There must have been an adjudication in a suit.


      The adjudication must have determined the rights  of  the  parties  in

respect of, or any of the matters in controversy.


Such determination must be a conclusive determination resulting in a  formal

expression of the adjudication.

[pic]

11. Once the matter in controversy has received judicial determination,  the

suit results in a decree either in favour of the plaintiff or in  favour  of

the defendant.”


15.   From the aforesaid enunciation of law, it is manifest that when  there

is a conclusive determination of rights of parties  upon  adjudication,  the

said decision in certain circumstances can have the status of a decree.   In

the instant case, as has been narrated earlier, the counter-claim  has  been

adjudicated and decided on merits holding that it is barred by principle  of

Order 2, Rule 2 of C.P.C.  The claim of the defendants has  been  negatived.

In Jag Mohan Chawla and Another v. Dera Radha Swami  Satsang  and  Others[3]

dealing with the concept of counter-claim, the Court has opined thus:-

“... is treated as a cross-suit with all  the  indicia  of  pleadings  as  a

plaint including the duty to aver his cause of action and  also  payment  of

the requisite court fee thereon.  Instead of relegating the defendant to  an

independent suit, to avert  multiplicity  of  the  proceeding  and  needless

protection (sic protraction), the legislature intended to try both the  suit

and the counter-claim in the same suit as suit and cross-suit and have  them

disposed of in the same trial.  In other words, a defendant  can  claim  any

right by way of a counter-claim in respect of any cause of action  that  has

accrued to him even though it is independent of the cause of action  averred

by the plaintiff and have the  same  cause  of  action  adjudicated  without

relegating the defendant to file a separate suit.”


16.   Keeping in mind the conceptual meaning given to the counter-claim  and

the definitive character assigned to it, there can be  no  shadow  of  doubt

that when the counter-claim filed  by  the  defendants  is  adjudicated  and

dismissed, finality is attached to it as far as the controversy  in  respect

of the claim put forth by the defendants  is  concerned.   Nothing  in  that

regard survives as far  as  the  said  defendants  are  concerned.   If  the

definition of a decree is appropriately understood  it  conveys  that  there

has to be a formal expression of an adjudication as far  as  that  Court  is

concerned.  The determination should conclusively put to rest the rights  of

the parties in that sphere.  When an opinion is expressed holding  that  the

counter-claim is barred  by  principles  of  Order  2,  Rule  2  C.P.C.,  it

indubitably adjudicates the controversy as regards the substantive right  of

the defendants who had lodged the counter-claim.  It cannot be  regarded  as

an ancillary or incidental finding recorded in the suit.  In  this  context,

we may fruitfully refer to a three-Judge Bench decision in  M/s.  Ram  Chand

Spg. & Wvg.  Mills  v.  M/s.  Bijli  Cotton  Mills  (P)  Ltd.,  Hathras  and

Others[4] wherein  their Lordships  was  dealing  with  what  constituted  a

final order to be a decree.  The thrust of the controversy therein was  that

whether an order passed by the executing  court  setting  aside  an  auction

sale as a nullity is an appealable order or not.  The Court referred to  the

decisions in  Jethanand and Sons v. State  of  Uttar  Pradesh[5]  and  Abdul

Rahman v. D.K. Kassim and Sons[6] and proceeded to state as follows:-


“In deciding the question whether the order is  a  final  order  determining

the rights of parties and, therefore, falling within  the  definition  of  a

decree in Section 2(2), it would often become necessary to view it from  the

point of view of both the parties in the present case — the  judgment-debtor

and the auction-purchaser. So far as the judgment-debtor  is  concerned  the

order obviously does not finally decide his rights since  a  fresh  sale  is

ordered. The position however, of the auction-purchaser is  different.  When

an auction-purchaser is declared to be the highest bidder  and  the  auction

is declared to have been concluded certain  rights  accrue  to  him  and  he

becomes entitled to conveyance of the property  through  the  court  on  his

paying the balance unless the sale is not confirmed by the court.  Where  an

application is made to set aside the auction  sale  as  a  nullity,  if  the

court sets it aside either by an order on such an application  or  suo  motu

the only question arising in such a case as between him  and  the  judgment-

debtor is whether the auction was a nullity by reason of  any  violation  of

Order 21, Rule 84 or other similar mandatory provisions. If the  court  sets

aside the auction sale there  is  an  end  of  the  matter  and  no  further

question remains to be decided so far as  he  and  the  judgment-debtor  are

concerned. Even though a resale in such a case  is  ordered  such  an  order

cannot be said to be an interlocutory order as the entire matter is  finally

disposed of. It is thus manifest that the order setting  aside  the  auction

sale amounts to a final decision relating to the rights of  the  parties  in

dispute in that particular civil proceeding, such a proceeding being one  in

which the rights and liabilities of the parties  arising  from  the  auction

sale are in dispute and wherein they are finally  determined  by  the  court

passing the order setting it aside. The parties in such a case are only  the

judgment-debtor and the auction-purchaser, the only issue between  them  for

determination being whether the auction sale is  liable  to  be  set  aside.

There is an end of that matter when the court  passes  the  order  and  that

order is final as it finally, determines the rights and liabilities  of  the

parties, viz., the judgment-debtor and the auction-purchaser  in  regard  to

that sale, as after that order nothing remains to be determined  as  between

them.”

      After so stating, the Court ruled that the order  in  question  was  a

final order determining the rights  of  the  parties  and,  therefore,  fell

within the definition of a decree under Section 2(2) read  with  Section  47

and was an appealable order.

17.         We have referred to the aforesaid decisions  to  highlight  that

there may be situations where an order can get the status of  a  decree.   A

Court may draw up a formal decree or may not, but if by virtue of the  order

of the Court, the rights  have  finally  been  adjudicated,  irrefutably  it

would assume the status of a decree.  As is evincible, in the case at  hand,

the  counter-claim  which  is  in  the  nature  of  a  cross-suit  has  been

dismissed.  Nothing else survives for  the  defendants  who  had  filed  the

counter-claim.  Therefore, we have no hesitation in holding that  the  order

passed by the learned trial Judge  has  the  status  of  a  decree  and  the

challenge to the same has to be made  before  the  appropriate  forum  where

appeal could lay by paying the  requisite  fee.   It  could  not  have  been

unsettled by the High Court in exercise of the power under  Article  227  of

the Constitution of India.  Ergo, the order passed  by  the  High  Court  is

indefensible.

18.   Consequently, the appeal is allowed and the order passed by  the  High

Court is set aside.  However, as we are annulling the order  on  the  ground

that revision was not maintainable, liberty is granted  to  the  respondents

to prefer an appeal before the appropriate forum as required under law.   We

may hasten to add that we have not expressed any opinion on  the  merits  of

the case.  There shall be no order as to costs.



                                             .............................J.

                                                         [Dipak Misra]




                                             .............................J.

                                                      [V.Gopala Gowda]


New Delhi;

October 14, 2014





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[1]    The words and figures “section 47 or” omitted by CPC (Amendment) Act

104 of 1976, S 3 (w.e.f. 1-2.1077)

[2]    (1999) 4 SCC 89

[3]    (1996) 4 SCC 699

[4]    AIR 1967 SC 1344

[5]    AIR 1961 SC 794

[6]    AIR 1933 PC 58


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