Supreme Court of India (Division Bench (DB)- Two Judge)

Appeal (Civil), 6116-6117 of 2016, Judgment Date: Jul 12, 2016



                                                                  REPORTABLE


                        IN THE SUPREME COURT OF INDIA

                        CIVIL APPELLATE JURISDICTION
                     CIVIL APPEAL Nos 6116-6117 OF 2016
              [Arising out of SLP (C) Nos.34674-34675 of 2012]


R R PAREKH                                      .....APPELLANT

                                   Versus


HIGH COURT OF GUJARAT & ANR.                 .....RESPONDENTS




                               J U D G M E N T


Dr D Y CHANDRACHUD, J

           Leave granted.

2     These proceedings arise from a judgment of the High Court  of  Gujarat
dated 23 February 2012 in an application filed by the Appellant  challenging
the punishment of dismissal imposed upon him upon  a  disciplinary  inquiry.
The Division Bench of the Gujarat High Court found that the charges  against
the Appellant have been established in one  (but  not  the  second)  of  two
disciplinary inquiries in respect of his conduct as a  judicial  officer  in
the district judiciary.  In view of its findings, the  High  Court  declined
to interfere with the punishment of  dismissal.   That  has  given  rise  to
these proceedings.

3     The Appellant was recruited as a Civil  Judge  (Junior  Division)  and
Judicial Magistrate in  1981  in  the  judicial  service  of  the  State  of
Gujarat. He was promoted as a Civil Judge (Senior Division)  in  1996.   The
charges which emanated against him from a chargesheet dated 31  August  2001
related to his work as a judicial  officer  when  he  was  posted  as  Chief
Judicial Magistrate at Bhuj from 6 May 1996 to 15 June 1998.   Two  criminal
cases involving offences punishable under Section 135  of  the  Customs  Act
1962 and the Imports & Exports (Control) Act 1947 were tried by him.
4     In Criminal Case 1293 of 1995, the Appellant delivered a  judgment  on
22  January  1997  convicting  the  accused,  but  awarded  a  sentence   of
imprisonment less than the minimum prescribed  by  Section  135.   Moreover,
the sentence of imprisonment was  so  structured  that  after  allowing  the
benefit of a set-off, the accused was not required to remain in jail  for  a
further period.  In the second criminal case, Criminal  Case  675  of  1994,
the trial involved offences inter alia under Section 135 of the Customs  Act
1962. Fourteen accused were alleged to be involved in the smuggling  of  275
silver slabs of a value of  ?  5,86,50,620/-.   The  trial  of  two  of  the
accused who are absconding was separated  from  the  rest.   By  a  judgment
dated 11 March 1997 the Appellant held the twelve accused who  were  brought
to trial to be guilty of the charges.  However, save and except for five  of
the accused persons, the Appellant awarded less than the minimum  punishment
prescribed under Section 135.  All  the  accused  were  granted  a  set-off.
Details of the sentences awarded are contained in the following table:

|Sl.|Accused|Name of the     |Period |Amount |In default|Set off  |
|No.|No.    |accused         |of     |of fine|of fine,  |is       |
|   |       |                |sentenc|       |further   |allowed  |
|   |       |                |e      |       |sentence  |         |
|1  |1      |Surendra        |2 Years|10,000/|1 Year    |Yes      |
|   |       |Gurudeepsinh    |       |-      |          |         |
|2  |2      |Bhupendra       |2 Years|10,000/|1 Year    |Yes      |
|   |       |Pyarelal        |       |-      |          |         |
|3  |4      |Natha Samat     |2 Years|10,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|4  |5      |Jivan Devdan    |2 Years|10,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|5  |13     |Kana Mahadeva   |2 Years|10,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|6  |3      |Gulam Chisti    |4 Years|15,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|7  |6      |Iqbal Husain    |4 Years|15,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|8  |7      |Jakab Bava      |4 Years|15,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|9  |10     |Ismail Sale     |3 Years|10,000/|1 Year    |Yes      |
|   |       |                |       |-      |          |         |
|10 |11     |Nurmamd Yakub   |5      |10,000/|1 Month   |Yes      |
|   |       |                |Months |-      |          |         |
|11 |14     |Jivan Madeva    |3      |10,000/|1 Month   |Yes      |
|   |       |                |Months |-      |          |         |
|12 |12     |Osman Amar      |5 Years|25,000/|1 Year    |He has   |
|   |       |                |       |-      |          |not      |
|   |       |                |       |       |          |remitted |
|   |       |                |       |       |          |fine     |

5           This formed the subject matter of  departmental  Inquiry  15  of
2000 in which a chargesheet was issued on 31 August 2001.   It  was  alleged
that the Appellant who was a  senior  judicial  officer  was  aware  of  the
provisions of Section 135 which prescribe the award of at  least  a  minimum
sentence.  The case involved smuggling of  a  huge  quantity  of  contraband
articles.  The Appellant, it was alleged, was aware  of  judicial  decisions
mandating that a liberal view should not be taken in the award of  sentences
in such cases.  Yet, with  the  intention  of  favouring  the  accused,  the
Appellant was alleged  to  have  awarded  less  than  the  minimum  sentence
without recording special or adequate reasons.   Moreover,  it  was  alleged
that:

“Though, it was a case of a huge quantity of contraband  articles  i.e.  275
Silver Slabs worth Rs. 5,86,50,620/-, you awarded the sentence  to  each  of
the accused, keeping in mind, the period undergone by each  of  the  accused
as under trial prisoner and granted benefit of set off so that none  of  the
accused had to remain in custody for any further period.”

Consequently, the allegations against the Appellant were that:

“Thus, the manner and mode in which you awarded the sentence  in  Crl.  Case
Nos. 675/94 & 1293/95, clearly show that the accused had  managed  with  you
for showing favour in awarding sentence and  accordingly,  you  awarded  the
punishment fixing the term of sentence in such a way that the  accused  need
not have to remain in custody for any longer period and thereby:
You are guilty of indulging in Corrupt-practice.
You are guilty of dereliction in discharging your judicial functions.
You acted in a manner unbecoming of a Judicial Officer.

These  acts  of  yours,  would  amount  to  acts  of  grave  misconduct  and
tantamount to conduct  unbecoming  of  a  Judicial  Officer,  violating  the
provisions contained in Rule 3  of  the  Gujarat  Civil  Services  (Conduct)
Rules, 1971.”

6            The  Appellant  denied  the  charges  in  his  reply   to   the
chargesheet.  An Inquiry Officer was appointed. During  the  course  of  the
inquiry, witnesses were examined in  support  of  the  charges,  among  them
being the Special government prosecutor and Superintendent of Customs.   The
Inquiry Officer in his report dated 28 January 2004 came to  the  conclusion
that there was no independent evidence to establish that the  Appellant  had
engaged in a corrupt practice.  The charges  were  held  not  to  have  been
established.  The  report  of  the  Inquiry  Officer  was  placed  before  a
Disciplinary Committee of the High Court  consisting  of  two  judges.   The
Disciplinary Committee did  not  agree  with  the  reasons  adduced  by  the
Inquiry Officer but nonetheless was of the view that  the  Appellant  should
be exonerated. In the view of the Committee, a huge quantity  of  contraband
was involved and the Appellant ought not  to  have  taken  a  lenient  view,
contrary to settled principles of  law.   The  Disciplinary  Committee  held
that though there was an absence of  sufficient  evidence  to  establish  an
oblique motive or an allegation of corruption, an element of  doubt  existed
from the manner in which the Appellant had sentenced each  of  the  accused,
bearing in mind  the  period  of  custody  as  under-trial  prisoners.   The
Committee was of the view that the acts of the Appellant  were  not  totally
bona fide and proposed that this should be considered when the case  of  the
Appellant for promotion arose in future.

7           The report of the Disciplinary Committee  was  considered  at  a
Chamber meeting of the Full Court on 26 September 2005 when it was  resolved
to  remand   the   matter   to   the   same   Disciplinary   Committee   for
reconsideration.  The Disciplinary Committee considered  the  matter  again.
The Disciplinary Committee took a fresh decision on  4  April  2006  to  the
effect that there being no evidence about corruption,  the  finding  of  the
inquiry officer was correct. The Committee,  however,  reiterated  that  the
conduct of the  Appellant  should  be  borne  in  mind  when  his  case  for
promotion came up for consideration.  When the report  of  the  Disciplinary
Committee came up before the Full Court at  a  Chamber  meeting  held  on  5
March 2007, a reconstituted Disciplinary Committee was called upon  to  look
into the matter again and to issue a notice to show cause to the  Appellant.
Upon the resolution of the Full Court, the Disciplinary  Committee  recorded
tentative reasons to disagree with the report of  the  Inquiry  Officer  and
called upon the Appellant to show cause why he should not be held guilty  of
the charges levelled and  be  dismissed  from  the  service.  The  Appellant
responded to the notice to show cause and was granted  a  personal  hearing.
The Disciplinary Committee arrived at a decision on 1 July 2009 holding  the
Appellant guilty of the charges of misconduct. The Committee held that as  a
seasoned judicial officer who was  in  service  since  1981,  the  Appellant
would be aware about the  basic  principles  of  sentencing.  The  Committee
rejected the explanation  of  the  Appellant  that  even  if  an  error  was
committed by him in awarding less than the prescribed sentence, this was  of
a bona fide nature. In the view of the Committee,  the  Appellant  ought  to
have seen the provisions of the  Customs  Act  1962,  and  having  held  the
accused guilty, he ought to have considered the  provisions  for  punishment
laid down in the statute. The Committee found it difficult  to  accept  that
as a judicial officer, the Appellant had passed an order of  conviction  and
sentence without looking at the  provisions.  The  Committee  held  that  an
inference could be drawn on  the  basis  of  material  with  regard  to  the
existence of an oblique motive since neither  a  sufficient  nor  reasonable
explanation was provided by  the  Appellant.  Alternatively,  the  Committee
held that even assuming that there was no oblique  motive,  the  established
facts reflected gross negligence and a dereliction of duty on  the  part  of
the Appellant. The Committee found the charge of misconduct was  established
and came to the conclusion that  the  Appellant  should  be  dismissed  from
service under Rule 6 of the Gujarat Civil Services (Discipline  and  Appeal)
Rules 1971. The report of the Disciplinary  Committee  was  adopted  by  the
Full Court.  The State Government by  a  notification  dated  14  July  2009
dismissed the Appellant from service.

8           The conduct of the Appellant as a judicial  officer  formed  the
subject matter of another disciplinary inquiry (Inquiry 6 of 2001) in  which
a chargesheet was issued on  5  November  2001.   The  charges  against  the
Appellant were that despite his transfer on 23  April  1993,  the  Appellant
had with an oblique motive requested the Chief Judicial Magistrate,  Mehsana
to transfer 26 out of several part-heard cases  selectively,  pertaining  to
offences under the Prevention of Food Adulteration Act.  The allegation  was
that these cases were indicated  as  being  part-heard  though  no  material
evidence had been  recorded.   The  second  charge  was  that  in  68  cases
involving offences punishable under the Factories  Act  1948  the  Appellant
had imposed negligible punishments of fine ranging from  ?  100  to  ?  500,
contrary to the decisions of the High Court and had indulged  in  a  corrupt
practice. The Appellant was charged  with  a  dereliction  of  duty  and  of
acting in a manner unbecoming of a judicial officer.   The  Inquiry  Officer
exonerated the Appellant.

9           The Disciplinary  Committee  of  the  High  Court  came  to  the
conclusion that there  was  insufficient  evidence  to  hold  the  Appellant
guilty of an oblique motive or corrupt practice.  At its Chamber meeting  on
26  September  2005,  the  Full  Court  remanded  the  proceedings  to   the
Disciplinary Committee.  The Disciplinary Committee took  a  fresh  decision
and reiterated its earlier view.  When a Full Court considered the  view  of
the Disciplinary Committee on 5 March 2007 a  fresh  Disciplinary  Committee
was assigned to relook into the matter and to issue a show cause  notice  to
the  Appellant.  The   Disciplinary   Committee   recorded   its   tentative
disagreement with the report of the Inquiry Officer and issue  a  notice  to
the show cause to the Appellant.  Upon considering the  reply  submitted  by
the Appellant the Disciplinary Committee in its decision rendered on 1  July
2009 held the charges to be proved and took the view that the Appellant  was
liable to be dismissed from service.  The  Full  Court  of  the  High  Court
resolved that the charges against the Appellant were proved and  decided  to
dismiss the Appellant from service.  The  State  Government  acting  on  the
decision of the High Court issue an order of dismissal on 14 July 2009.

10     The  Appellant  initiated  proceedings  under  Article  226  of   the
Constitution in order to assail the findings which were arrived  at  in  the
disciplinary proceedings and the punishment of dismissal.  By  its  judgment
and order dated 23 February 2012 the Division Bench held that the charge  of
misconduct in Disciplinary Inquiry 6 of 2001 was not established.  The  High
Court, after adverting to the report of  the  Disciplinary  Committee  noted
that there was no evidence in regard to which cases under the Prevention  of
Food  Adulteration  Act  were  part-heard  before   the   Appellant.    This
conclusion of the Disciplinary Committee was held to belie the  charge  that
the Appellant was being selective about retaining part-heard cases.  On  the
second charge, the Division Bench observed that the  Disciplinary  Committee
had expressly concluded that there was insufficient  evidence  to  hold  the
Appellant guilty of an oblique motive or corrupt practice in  the  award  of
punishments in the cases under the  Factories  Act  1948.   Yet,  the  final
conclusion of the Committee was that all the charges  including  the  charge
of corrupt practice stood proved.  The High Court  noted  that  this  was  a
clear error.  The Disciplinary Committee having come to  the  conclusion  of
the absence of an oblique motive or corrupt practice, the  High  Court  held
that it was not open to convert the charge into  one  of  gross  negligence.
For  these  reasons,  the  findings  and  conclusion  of  the   Disciplinary
Committee in Inquiry 6 of 2001 were held not to be sustainable.

11    The High Court,  however,  held  that  the  charge  of  misconduct  in
Disciplinary Inquiry 15 of 2000 was based on evidence and it  could  not  be
held that the conclusions of the Disciplinary Committee, which were  adopted
by the Full Court, were based on no evidence.  The  High  Court  noted  that
the Appellant was a judicial officer since 1982, and had worked  for  nearly
fourteen years as a Judge. While dealing with  offences  under  the  Customs
Act 1962, he was expected to refer  to  the  penal  provisions  under  which
punishment was being handed down after  recording  a  conviction.  The  High
Court noted that the stand of the Appellant appeared to be that  he  awarded
the sentence without being aware of  the  statutory  provisions.   The  High
Court observed that the criminal case with which the Appellant  was  dealing
was not the first case involving an offence  under  Section  135.  The  High
Court noted that despite the minimum  punishment  prescribed  under  Section
135, the Appellant awarded less than the minimum  in  the  case  of  several
accused.   No  reasons  appeared  from  the  judgment  for  the   grant   of
differential treatment to some of  the  accused.   More  significantly,  the
punishments awarded to all the accused were  structured  in  such  a  manner
that none of the accused would have to serve  any  further  sentence,  after
accounting for the set-off for the period spent  in  jail  as  under-  trial
prisoner.  The High Court noted that since the value of  the  goods  in  the
case exceeded rupees one lakh, Section 135 provided for imprisonment  for  a
term which may extend to seven  years  and  with  fine.   Moreover,  in  the
absence of special and adequate reasons to the contrary to  be  recorded  in
the judgment of the Court, the imprisonment was not  to  be  for  less  than
three years.  Section 135 (3) also specifies what shall  not  be  considered
as special and adequate reasons.  The High Court  upheld  the  view  of  the
Disciplinary Committee (which were accepted  by  the  Full  Court)  that  an
inference of oblique motive would have to be drawn from the  record,  having
due regard to the fact that (i) the Appellant had  recorded  no  special  or
adequate reasons for awarding less than the minimum sentence; and  (ii)  the
sentences which were awarded to the accused were  such  that  none  of  them
would have to undergo any further term of  imprisonment  after  taking  into
account the period undergone as an under-trial.  In the  view  of  the  High
Court, the conclusions of the Committee which  were  accepted  by  the  Full
Court cannot be held to have been based on no evidence;  there  were  strong
circumstances indicating that the Appellant imposed punishments  in  serious
offences under the Customs Act  1962  contrary  to  statutory  mandate;  his
explanation that he was not aware of the statutory  provision  (having  been
recently  promoted  as  CJM)  was  not  acceptable;   there   were   glaring
discrepancies in the award of punishments  to  various  accused;  and,  most
significantly, the sentence imposed on each accused was such  that  none  of
them would remain in  jail  any  longer.   The  High  Court  held  that  the
punishment  of  dismissal  was  not  disproportionate  to  the   charge   of
misconduct which has been found to be established.

12    The first submission which has been urged on behalf of  the  Appellant
is  that  there  was  no  warrant  for  the  Full   Court   to   require   a
reconsideration  of  the  decision  initially  taken  by  the   Disciplinary
Committee on 27 October 2004.  The submission is that once the  Disciplinary
Committee concluded that the Appellant should  be  exonerated  by  accepting
the report of the Inquiry Officer, the Full Court  in  the  Chamber  meeting
had no jurisdiction to revisit that decision.

13    The submission suffers from a fundamental fallacy.  Under Article  235
of the Constitution, the High Court  exercises  control  over  the  district
judiciary.  The exercise of disciplinary control is a manifestation of  that
power.  Exercise of disciplinary control  over  the  district  judiciary  is
vested in the High Court in pursuance of  the  provisions  of  Article  235.
The High Court, in order to streamline the process  governing  the  exercise
of its disciplinary jurisdiction, may make - as High Courts in fact do  make
– procedural provisions regulating its exercise. The High Court  of  Gujarat
in a meeting of a Full Court held on 2  March  2004  resolved  that  matters
listed in annexure ‘A’ to the resolution should be dealt  with  and  decided
by the High Court as a whole.  Action to be taken against judicial  officers
in the exercise of disciplinary  jurisdiction  was  one  of  those  matters.
However, having due regard to the multitude of administrative  matters  over
which the Full Court exercises jurisdiction,  the  High  Court  assigns  and
distributes its administrative functions to  constituent  committees.   This
is imperative for the efficient exercise of the control of  the  High  Court
over the district judiciary under Article 235.  Distribution of  work  to  a
Committee of the High Court does not efface the jurisdiction that  vests  in
the High Court.  By a resolution that was passed in  a  Chamber  meeting  of
the High Court held on 26 December 1998 a detailed procedure was  enunciated
for the conduct of disciplinary inquiries against judicial officers  of  the
district judiciary.  The procedure envisages that after an  Inquiry  Officer
submits a report, the  report  together  with  underlying  material  on  the
record would be examined by  a  Disciplinary  Committee  consisting  of  two
judges.   The  Disciplinary   Committee   would   submit   its   provisional
conclusions in a report which would laid before  the  High  Court  and  this
would become a decision of the Court after a stipulated period.  The  second
stage for the Disciplinary Committee to prepare and submit its report  would
be after issuing a notice to show cause to the officer and  granting  him  a
personal hearing after which the  Disciplinary  Committee  would  prepare  a
report containing its reasoned conclusions regarding the  punishment.   Once
again the report would be tabled  before  High  Court  and  would  become  a
decision  of  the  Court  after  passage  of  a   stipulated   period.   The
recommendation which is submitted by the Disciplinary Committee  on  whether
or not to accept the Report of an Inquiry Officer  is  not  binding  on  the
High Court.  The Full Court has an obligation to apply its mind to a  report
which has been submitted by the  Disciplinary  Committee  and  to  determine
whether it should or should not be accepted.  Hence, there is  no  merit  in
the submission that the  Full  Court  was  bound  by  the  decision  of  its
Disciplinary Committee.

14    The second submission relates to the merits  of  the  charges  against
the Appellant which have been found to be established.   The  submission  of
the Appellant is that his judgment at the conclusion of the trial  involving
offences inter alia under  Section  135  of  the  Customs  Act  1962  was  a
judicial decision. The basis of the decision is  contained  in  the  reasons
adduced by the Appellant.  Even if the Appellant had erred in the matter  of
awarding the sentence under Section 135, that - it was urged -  cannot  form
the subject of a disciplinary  inquiry.   Moreover,  on  the  basis  of  the
decision rendered by the Appellant in the two criminal cases, it was  sought
to be urged that the Appellant had  indicated  reasons  for  arriving  at  a
finding of the guilt and on the award of the sentence.

15    The issue of whether a  judicial  officer  has  been  actuated  by  an
oblique motive or corrupt practice has  to  be  determined  upon  a  careful
appraisal of the material on the record.  Direct evidence of corruption  may
not always be forthcoming in every  case  involving  a  misconduct  of  this
nature. A wanton breach of the governing principles of law or procedure  may
well be indicative  in  a  given  case  of  a  motivated,  if  not  reckless
disregard of legal principle. In the absence of a cogent explanation to  the
contrary, it is for  the  disciplinary  authority  to  determine  whether  a
pattern has emerged on the basis of which an  inference  that  the  judicial
officer was actuated  by  extraneous  considerations  can  be  drawn.  Cases
involving misdemeanours  of  a  judicial  officer  have  to  be  dealt  with
sensitivity and care.  A robust common sense  must  guide  the  disciplinary
authority. At one end of the spectrum are those cases where direct  evidence
of a misdemeanour is available.  Evidence in regard to the existence  of  an
incriminating trail must be carefully scrutinized to  determine  whether  an
act of  misconduct  is  established  on  the  basis  of  legally  acceptable
evidence. Yet in other cases, direct evidence of a decision  being  actuated
by a corrupt motive may not be available. The issue  which  arises  in  such
cases is whether there  are  circumstances  from  which  an  inference  that
extraneous considerations have actuated a judicial officer can  legitimately
be drawn. Such  an  inference  cannot  obviously  be  drawn  merely  from  a
hypothesis that a decision is erroneous. A wrong decision can yet be a  bona
fide error of judgment. Inadvertence is consistent with an honest  error  of
judgment. A  charge  of  misconduct  against  a  judicial  officer  must  be
distinguished from a purely erroneous decision whether on law  or  on  fact.
The legality of a judicial determination is subject to such remedies as  are
provided in law for testing the correctness of  the  determination.   It  is
not the correctness of the verdict but the conduct of the officer  which  is
in question. The disciplinary authority has to determine whether  there  has
emerged from the record one or more circumstances  that  indicate  that  the
decision which forms the basis of  the  charge  of  misconduct  was  not  an
honest exercise of judicial power. The circumstances let  into  evidence  to
establish misconduct have to be  sifted  and  evaluated  with  caution.  The
threat of disciplinary  proceedings  must  not  demotivate  the  honest  and
independent officer. Yet on the other hand, there  is  a  vital  element  of
accountability to society involved in  dealing  with  cases  of  misconduct.
There is on the one hand a genuine public interest  in  protecting  fearless
and honest officers of the district judiciary from motivated  criticism  and
attack.  Equally there is a genuine public interest in holding a person  who
is guilty of wrong doing responsible for his or his actions. Neither  aspect
of public interest can be ignored. Both are vital  to  the  preservation  of
the integrity of the administration of justice.

16    In the present case, it must be emphasised that  the  charges  against
the Appellant involved rendering of decisions actuated by  corrupt  practice
or by oblique motives.  The two criminal  cases  which  were  tried  by  the
Appellant involved offences under Section 135  of  the  Customs  Act,  1962.
Section 135 is as follows:

          “Section 135-
  (1) Without prejudice to any action that may be taken under this  Act,  if
any person-
is in  relation  to  any  goods  in  any  way  knowingly  concerned  in  any
fraudulent evasion or attempt at evasion of any duty chargeable  thereon  or
of any prohibition for the time being imposed under this Act  or  any  other
law for the time being in force with respect to such goods, or
acquires possession of or is in any  way  concerned  in  carrying,  removing
depositing, harbouring, keeping, concealing, selling  or  purchasing  or  in
any other manner dealing with any goods which he knows  or  has  reasons  to
believe  are  liable  to  confiscation  under  Section  111,  he  shall   be
punishable, -
in the case of an offence relating to any of the goods to which Section  123
applies and the market price  whereof  exceeds  one  lakh  of  rupees,  with
imprisonment for term which may extend to seven years and with fine :
Provided that in  the  absence  of  special  and  adequate  reasons  to  the
contrary to be recorded in the judgment  of  the  court,  such  imprisonment
shall not be for less than three years;
(ii) in any other case, with imprisonment for a term  which  may  extend  to
three years, or with fine, or with both.
(2) **********
(3) For the purpose of sub-sections (1) and (2), the following shall not  be
considered as special and  adequate  reasons  for  awarding  a  sentence  of
imprisonment for a term of less than one year, namely, -
(i) the fact that the accused has been convicted for the first time  for  an
offence under this Act;
(ii) the fact  that  in  any  proceedings  under  this  Act,  other  than  a
prosecution, the accused has been ordered to pay  a  penalty  or  the  goods
which are the subject-matter of such proceedings have  been  ordered  to  be
confiscated or any other action has been taken against him for the same  act
which constitutes the offence;
(iii) the fact that the accused was  not  the  principal  offender  and  was
acting merely as a carrier of goods or otherwise was a  secondary  party  to
the commission to the offence;
(iv) the age of the accused.”

17    It is not in dispute that the cases in question related  to  goods  to
which Section 123 applied and the market price whereof exceeded  rupees  one
lakh.  The offences were punishable with imprisonment for a term  which  may
extend to seven years and with fine.  The proviso spells  out  that  in  the
absence of special and adequate reasons to the contrary to  be  recorded  in
the judgment of the Court, such imprisonment shall  not  be  for  less  than
three years. Sub-section 3  of  Section  123  provides  what  would  not  be
considered as special and  adequate  reasons  for  awarding  a  sentence  of
imprisonment  for  a  term  of  less  than  one  year.   The  Appellant  was
evaluating, in  Criminal  Case  675  of  1994,  a  situation  involving  the
smuggling of 275 silver slabs worth  ?.5,86,50,620/-.   The  explanation  of
the Appellant that he was recently promoted to the cadre of CJM and was  not
aware of the provisions of Section 135 was not accepted by the  Disciplinary
Committee (or by the Full Court). As a judicial officer who was  in  service
for over fourteen years, the Appellant could not have been unmindful of  and
was duty bound to have read the governing provisions of  the  statute  under
which the offence was sought to be established.  It is inconceivable that  a
judicial officer would do so in  two  successive  trials  without  apprising
himself of the law or the  punishment  provided  by  the  legislature.   The
Appellant awarded sentences ranging from  three  months  to  five  years  of
imprisonment to different accused. No reasons appear from the record of  the
judgment, for awarding less than the minimum sentence prescribed.
18    We have duly perused the judgments rendered by the Appellant and  find
merit in the finding of the High Court  that  the  Appellant  paid  no  heed
whatsoever to the provisions of Section 135  under  which  the  sentence  of
imprisonment shall not be less than three years, in the absence  of  special
and adequate reasons to the contrary to be recorded in the judgment  of  the
Court.  Most significant is the fact that the Appellant imposed  a  sentence
in the case of each accused in such  a  manner  that  after  the  order  was
passed no accused would remain in jail any longer.  Two of the accused  were
handed down sentences of five months and three months in such a manner  that
after taking account of the set-off of the  period  during  which  they  had
remained as under-trial prisoners, they would be  released  from  jail.  The
Appellant had absolutely  no  convincing  explanation  for  this  course  of
conduct.
19    A disciplinary inquiry, it is well settled, is  not  governed  by  the
strict rules of evidence  which  govern  a  criminal  trial.   A  charge  of
misconduct  in  a  disciplinary  proceeding  has  to  be  established  on  a
preponderance of probabilities.  The High Court while exercising  its  power
of judicial review   under Article 226 has to determine as  to  whether  the
charge of misconduct stands  established  with  reference  to  some  legally
acceptable  evidence.   The  High  Court  would  not  interfere  unless  the
findings are found to be perverse.  Unless it is a case of no evidence,  the
High Court would not exercise its jurisdiction under Article 226.  If  there
is some legal evidence to hold that a charge of misconduct  is  proved,  the
sufficiency of the evidence  would  not  fall  for  re-appreciation  or  re-
evaluation before the High Court.  Applying these tests, it is not  possible
to fault the decision of the Division Bench of the  Gujarat  High  Court  on
the charge of misconduct.  The  charge  of  misconduct  was  established  in
disciplinary Inquiry 15 of 2000.
20    That leads us to the issue of the punishment which  has  been  imposed
on the Appellant. The  Appellant  has  been  dismissed  from  service.   The
submission of the Appellant is that having regard to the fact  that  he  has
an unblemished record of  service,  the  imposition  of  the  punishment  of
dismissal would be disproportionate to the misconduct which has  been  found
to be established. Rule 6 of the  Gujarat  Civil  Services  (Discipline  and
Appeals) Rules 1971 enunciates disciplinary penalties.  Among  them  is  (i)
compulsory retirement; (ii) removal  from  service  which  shall  not  be  a
disqualification for future employment  under  Government;  (iii)  dismissal
from service  which  shall  ordinarily  be  a  disqualification  for  future
employment under Government.  The punishment must be  proportionate  to  the
misconduct established. Having due regard to the nature  of  the  misconduct
which has been found to be established and the totality of circumstances  we
are of the view that the punishment of dismissal  should  stand  substituted
by an order of compulsory retirement. The Appellant has attained the age  of
superannuation and would be entitled to  his  retirement  benefits  on  that
basis.
21    We accordingly allow the Appeals in part.  We confirm the judgment  of
the High Court in so far as it rejects the challenge  by  the  Appellant  to
the  finding  of  misconduct.   However,  for  the  reasons  which  we  have
indicated above we direct that the order of  dismissal  from  service  shall
stand substituted with an order of compulsory retirement  which  shall  take
effect from 14 July 2009, the date on which the final order of  penalty  was
imposed upon the Appellant.
22    The Civil Appeals are disposed of accordingly.  No costs.


                               .......................................CJI
                                        [T S  THAKUR]


                          ..............................................J
                                        [Dr D Y  CHANDRACHUD]

New Delhi
JULY 12, 2016