Supreme Court of India (Division Bench (DB)- Two Judge)

Appeal (Crl.), ----- of 2014, Judgment Date: Nov 07, 2014

                                                                          REPORTABLE



                         IN THE SUPREME COURT OF INDIA

                        CRIMINAL APPELLATE JURISDICTION

                CRIMINAL APPEAL NOS.                    OF 2014

            (Arising out of S.L.P. (Crl.) Nos. 2479-2487 of 2009)







      E. Bapanaiah                                     …Appellant



                                   Versus



      Sri K.S. Raju etc.                            …Respondents













                               J U D G M E N T







      Prafulla C. Pant, J.





            Leave granted.


   2. These appeals are directed against judgment and order dated  22.8.2008

      passed by the High Court of Judicature, Andhra  Pradesh,  in  Contempt

      Appeal Nos. 3, 4, 5, 6, 7, 8, 9, 10 and 11 of 2007 whereby said  Court

      has allowed all the Contempt Appeals setting  aside  the  order  dated

      3.8.2007 passed in Contempt Case No. 915 of 2002  wherein  K.S.  Raju,

      Promoter Director of M/s. Nagarjuna Finance  Limited,  Hyderabad,  and

      its other directors were convicted under Section  12  of  Contempt  of

      Courts Act, 1971, and each one of them was sentenced to suffer  simple

      imprisonment for a period of six months and were further  directed  to

      pay fine of Rs.2,000/- each.


   3. At the outset, we have no hesitation  to  observe  that  the  impugned

      order does not require interference to the extent the same  is  passed

      in Contempt Appeal No. 4 of 2007 filed by Minoo  R.  Shroof,  Contempt

      Appeal No. 5 of 2007 filed by Nimesh N. Kampani, Contempt Appeal No. 6

      of 2007 filed by C.D. Menon, Contempt Appeal No. 7 of  2007  filed  by

      A.P. Kurian, Contempt Appeal No. 8 of 2007  filed  by  Sridhar  Chary,

      Contempt Appeal No. 9 of 2007 filed by G.S. Raju, Contempt Appeal  No.

      10 of 2007 filed by P.K. Madhav, and Contempt Appeal No.  11  of  2007

      filed by L.V.V. Iyyer,  which were allowed for the reason that in  the

      Contempt Case No. 915 of 2002 they were not  the  respondents  against

      whom contempt case was filed.   There  were  only  three  respondents,

      namely, K.S. Raju, N. Selvaraj  and  M/s.  Nagarjuna  Finance  Limited

      through its Managing Director,  against  whom  contempt  petition  was

      filed under Section 12 read with Section  10  of  Contempt  of  Courts

      Act, 1971 by E. Bapanaiah (present appellant) before the  High  Court.

      Other eight directors had no opportunity to defend  themselves  before

      the conviction was  recorded  by  the  learned  Single  Judge  in  its

      concluding  paragraph  134  of  the  judgment  in  the  aforementioned

      Contempt Case No. 915 of 2002.


   4. It is only in respect of conviction of K.S. Raju, Promoter Director of

      Nagarjuna Finance Limited (for short “NFL”)  which  requires  in-depth

      examination as to whether the Division Bench of  the  High  Court  has

      rightly allowed the Contempt Appeal (No. 3 of  2007)  arising  out  of

      Contempt Case No. 915 of 2002, or not.


   5. Brief facts of the case are that the present appellant, E.  Bapanaiah,

      (one of the depositors who made deposits with NFL) filed the  contempt

      petition under Section 12 read with Section  10  of  the  Contempt  of

      Courts Act, 1971 for the alleged wilful disobedience  of  order  dated

      29.2.2000 and one  dated  21.8.2001  passed  by   Company  Law  Board,

      Southern Region Bench,  and  for  breach  of  undertakings/affidavits,

      including one filed by K.S. Raju (Promoter Director of NFL) before CLB

      and one given in Company Appeal No. 7 of 2001.  It is  stated  by  the

      present  appellant  that  the  respondent,  K.S.  Raju,  was  Promoter

      Director of  M/s.  Nagarjuna  Finance  Limited,  Hyderabad  (in  short

      “NFL”).  The said company, through its Directors, issued advertisement

      inviting  deposits  promising  good  returns  on  the  deposits   with

      attractive interest thereon, and  collected  the  huge  sum  from  the

      public.  The present appellant deposited ?.40,00,000/- (? forty lakhs)

      hoping that the same would multiply to  double  within  45  months  as

      projected in the advertisement.  The  said  amount  was  deposited  in

      eight fixed deposits of ?.5,00,000/- (? five lakhs) each for a  period

      of 45 months on 20.7.1997 and was due for  repayment  on  maturity  on

      28.4.2001.  However, when the NFL failed to  re-pay  the  sum  to  the

      depositors, an application (CP No. 35 of 2000) was filed under Section

      58-A of the Companies Act, 1956 before the Company Law Board, Southern

      Region Bench, for framing the  scheme  of  repayment  of  deposits  in

      instalments within a period of  48  months.   The  Company  Law  Board

      (CLB), exercising its suo motu powers, allowed the time to NFL on  the

      request of its directors to approve the scheme of  repayment.   During

      the pendency of  such  application  the  CLB  ordered  the  Directors,

      including the Promoter Director K.S. Raju, to file  affidavits  giving

      undertaking to the CLB that they would abide by the scheme and pay off

      the amount due to depositors.   On  the  assurance  as  given  in  the

      undertakings/affidavits filed by K.S.  Raju,  Promoter  Director,  and

      other Directors separately, the CLB passed order dated 29.2.2000.  But

      the Promoter Director and its group  companies  filed  Company  Appeal

      Nos. 9 of 2001 and 7 of 2001 against the said  order  dated  29.2.2000

      passed in CP No. 35 of 2000.   In  said  appeals,  on  behalf  of  the

      Company  an  undertaking  was  given  to  pay  half  of  first  year’s

      entitlement of the present appellant by 20.4.2002.  However, no amount

      was paid.  As such, the contempt petition was  filed  by  the  present

      appellant before the High Court for violation of  the  orders  of  the

      Company Law Board.


   6. According to the appellant, after the scheme was approved, K.S.  Raju,

      Promoter Director of NFL, started pleading that there  was  change  in

      the management of NFL, and sought to be relieved from his liability as

      the Promoter Director  of  NFL,  its  group  companies  and  from  the

      undertaking given by him to the CLB.  The CLB declined to relieve  the

      Promoter Director K.S. Raju from the undertaking given by him  and  it

      was directed that he should make the repayment as  per  the  repayment

      scheme.  The Company Appeals were  dismissed  by  the  High  Court  on

      3.1.2002.  NFL and its Promoter Director failed  to  comply  with  the

      order of the Company Law Board even after  dismissal  of  the  Company

      Appeals.  K.S. Raju, the then Promoter Director, was  responsible  for

      issuance of the advertisement inviting deposits from  the  public  and

      failed to repay the deposits as per the undertaking given  by  him  on

      behalf of the Company.  It is further alleged by the present appellant

      in the Contempt Petition before the High Court that K.S. Raju kept  on

      evading his liability, and attempted to shirk  the  responsibility  by

      taking plea that he had resigned from the directorship.


   7. A counter affidavit  was  filed  on  behalf  of  K.S.  Raju,  Promoter

      Director of NFL,  in  February,  2003  before  the  High  Court  which

      discloses that the said respondent disputed and denied  the  averments

      made in the Contempt Petition.  He pleaded that he had all respect for

      the Court and had no intention to commit the contempt  of  the  court.

      He further pleaded that long back he had left to function as  Managing

      Director of NFL.  It is further stated by him that he is neither in  a

      position to exercise any control over the Company nor  responsible  to

      make repayment of the deposits made in favour of NFL.  It was  further

      submitted by him before the learned single Judge  of  the  High  Court

      that in the order dated 29.2.2000 passed by the CLB, the Board did not

      rely on the assurance or undertaking given by the parties.   Only  the

      Managing Director was directed to file the undertaking,  as  such  the

      undertaking/affidavit given by the respondent K.S. Raju  was  not  the

      basis of the order dated 29.2.2000.  As such  it  was  contended  that

      there was no contempt of CLB or the Court.   It  was  further  pleaded

      that an agreement  was  entered  into  between  one  M/s.  Mahalakshmi

      Factorial Services Limited (for short  “MFSL”)  and  NFL  whereby  the

      control of NFL was handed over to MFSL, and  N.  Selvaraj  (respondent

      No. 2 in the Contempt Petition) was nominated as the  Chief  Executive

      Officer to look after the affairs of NFL.  Lastly, it was  pleaded  by

      respondent   K.S.   Raju   that   assuming   that   he    had    given

      undertaking/affidavit on which CLB passed the order said to have  been

      disobeyed, there is no personal liability on said respondent to  repay

      the amount in question.


   8. In  the  counter  affidavits  filed  on  behalf  of  NFL  (through  G.

      Venkatapathi, Executive Director) and N. Selvaraj (respondent No. 2 in

      the Contempt Petition) it was disclosed that Sridhar  Chary,  Managing

      Director, functioning for over a decade of NFL, was none else than the

      nominee of K.S. Raju, Promoter  Director.   It  was  also  pleaded  on

      behalf of NFL that out of Paid-up  Capital  of  ?.26.32  crores  group

      companies were holding ?.16.16 crores, i.e.,  approximately  61%.   It

      was also stated by NFL in its counter affidavit before the High  Court

      that under Articles 104 and 140 of the Articles  of  Association  K.S.

      Raju had power to  appoint  the  Managing  Director  and  other  three

      Directors as his nominees.  N.  Selvaraj  (respondent  No.  2  in  the

      Contempt petition) denied that he was nominee  of  MFSL.   He  further

      pleaded that there was no change in the management of NFL  during  his

      tenure as Managing Director, and he further told that  entire  control

      remained with K.S. Raju and his nominees.  The Executive Director,  G.

      Venkatapathi of NFL, filed additional counter affidavit in which it is

      clearly stated that the CLB passed the  order  on  the  basis  of  the

      undertakings and affidavits filed by the  Promoter  Director  and  the

      group companies.  The counter  affidavits  further  revealed  that  on

      special audit made in April, 2002, several irregularities  were  found

      to have been committed by  the  Management  resulting  in  failure  of

      recoveries in respect of loans advanced to various companies who  were

      not traceable on the addresses given.


   9. An additional counter affidavit  was  filed  by  K.S.  Raju,  Promoter

      Director, who was contesting the  contempt  petition  with  other  two

      respondents, in which he alleged that the representatives of MFSL have

      engineered and secured the audit report to save the Directors of  said

      company.


  10. Learned Single Judge, after hearing the parties at length, came to the

      conclusion that NFL and its Promoter Director, K.S. Raju,  are  guilty

      of contempt of court.  Paragraphs 134 and  135  of  the  judgment  and

      order dated 3.8.2007 passed by the learned Single Judge read as under:

      -


           “134. The 1st and 3rd respondents/contemnors  are  found  guilty

           and liable to be convicted under Section 12 of the  Contempt  of

           Courts Act.  Accordingly, the 1st  respondent  as  well  as  the

           other directors of the 3rd respondent company are convicted  and

           sentenced to suffer simple imprisonment  for  a  period  of  six

           months, together with imposition of fine of  Rs.2,000/-  (Rupees

           two thousand  only).   The  1st  respondent  as  well  as  other

           directors of the 3rd  respondent  shall  be  detained  in  Civil

           Prison for the period of imprisonment as ordered above.


           135. Accordingly, C.C. is allowed.”


  11. Aggrieved by the order dated 3.8.2007 passed  by  the  learned  single

      Judge in Contempt Case No. 915 of 2002 respondent K.S. Raju,  Promoter

      Director, appears to have filed Contempt Appeal No. 3 of  2007  before

      the Division Bench of the High Court.  His appeal was taken  up  along

      with the appeals of the other Directors and disposed of vide  impugned

      order dated 22.8.2008  whereby  the  appeals  of  all  the  Directors,

      including that of K.S. Raju, were allowed.  Hence these appeals before

      us by the depositor E. Bapanaiah.


      (We have already observed in the beginning of this judgment that since

      the ‘other Directors’ were  neither  impleaded  by  name  nor  had  an

      opportunity to defend themselves,  as  such  setting  aside  of  their

      conviction and sentence by the Division Bench of  the  High  Court  in

      their appeals, requires no interference.  As such  further  discussion

      is confined to the issue of allowing of  K.S.  Raju  by  the  Division

      Bench of the High Court.)


  12. We have heard learned counsel for the parties at  length  and  perused

      the papers on record.


  13. It is not disputed that E. Bapanaiah made deposit of ?.40,00,000/-  (?

      forty lakhs)  in eight FDRs each of ?.5,00,000/- (? five  lakhs)  with

      NFL in response to the advertisement made by the said Company.  It  is

      also not disputed that respondent K.S. Raju was the Promoter  Director

      of   NFL,   Hyderabad.    Not   only   this,   the   filing   of   the

      undertaking/affidavit dated 14.2.2000 before the  Company  Law  Board,

      Southern Region Bench is not denied by the respondent K.S. Raju.   The

      said undertaking/affidavit reads as under: -


           “BEFORE THE COMPANY LAW BOARD SOUTHERN BENCH AT CHENNAI


                   Company Petition No.NAG6-33/45QA/SRB/99


           In the matter of the Companies Act, 1956 Section 58A(9)


           In the matter of the Reserve Bank of India  Act,  1934,  Section

           45QA


                                     AND


           In  the  matter  of  Nagarjuna  Finance   Limited,   Punjagutta,

           Hyderabad        … Petitioner


                                  AFFIDAVIT


           I, k.s. Raju, s/o Late Shri K V K Raju, aged 50 years,  residing

           at, ‘Digvijayam’, Plot No. 933A, Road  No.  47,  Jubilee  Hills,

           Hyderabad-500033,  do  hereby  solemnly  affirm  and  state   as

           follows:


           I am the promoter director of  Nagarjuna  Finance  Limited,  the

           petitioner in the Company Petition No. NAG6-33/45 QA/SRB/99.


           I as such hereby give assurance that Nagarjuna  Finance  Limited

           (NFL) shall make repayment  of  deposits  as  per  the  approved

           scheme by the Hon’ble Company Law Board in  the  above  petition

           for  deferment  of  repayment  of  deposits.   It   is   further

           reiterated that all steps shall be taken to cause NFL to  comply

           with aforesaid repayment schedule.


           The statements made are true to  my  knowledge  and  I  solemnly

           affirm that this declaration is true and that no part of  it  is

           false.





           Place: Hyderabad                        Sd/-

           Date: February 14, 2000                 K.S. Raju

                                                   Deponent”




  14.  Now we have to examine as to whether the defences taken by K.S. Raju,

      Promoter Director, that he committed no  wilful  disobedience  of  the

      order of the Company Law Board are acceptable or not.  It is  relevant

      to mention here that it is not the defence of K.S. Raju that repayment

      has been made by him or by NFL to the present appellant  E.  Bapanaiah

      (depositor).  That  being  so,  we  have  to  see  whether  there  was

      justification on the part of K.S. Raju,  Promoter  Director,  and  his

      Company (NFL) in not making repayment as per the  scheme  approved  by

      the CLB, as  directed by said authority.


  15. Learned counsel for the  respondent  K.S.  Raju  argued  that  in  the

      undertaking given by K.S. Raju, only this much has  been  stated  that

      the Company will make the payment, as such  it  is  not  the  personal

      liability of said  respondent.   But  needless  to  say  that  Company

      functions through its directors, in its operations.   Company  is  not

      such person which can be sent to jail.  It is the director controlling

      the affairs of Company through whom it has committed the disobedience,

      if any, and as such, such director has to suffer the  consequences  of

      disobedience if it is wilful.  We have already  discussed  above  that

      from the affidavits filed before the High Court, it is clear that K.S.

      Raju was not only the Promoter  Director  of  NFL,  but  the  Managing

      Director of said Company, working for a decade, was his  nominee,  and

      practically all the powers to run the NFL vested with K.S.  Raju,  the

      Promoter Director, and his nominees, whom he appointed under  Articles

      104 and 140 of Articles of Association.


  16. In our opinion, having considered the submissions of  learned  counsel

      for K.S. Raju, Promoter Director, and  considering  his  role  in  the

      operation of the Company, as discussed above, the  Division  Bench  of

      the High Court erred in law in holding  that  he  was  not  guilty  of

      wilful disobedience of the order of  the  CLB.   It  is  pertinent  to

      mention here that after giving undertaking dated 14.2.2000, respondent

      K.S. Raju submitted his resignation in September, 2000, which  clearly

      reflects that the same was done in  order  to  save  himself  and  his

      company, from making the repayment directed to be made by the CLB, and

      thereby dishonestly made  attempt  in  not  making  repayment  to  the

      depositor E. Bapanaiah.


  17. Sub-section (4) of Section 12 of the  Contempt  of  Courts  Act,  1971

      provides that ‘where the person found guilty of contempt of  court  in

      respect of any undertaking given to a court is a company, every person

      who, at the time the contempt was committed, was in charge of, and was

      responsible to, the  company  for  the  conduct  of  business  of  the

      company, as well as the company, shall be deemed to be guilty  of  the

      contempt and the punishment may be enforced, with  the  leave  of  the

      court, by the detention in civil prison of each of such  person’.   It

      further provides that ‘nothing contained  in  this  sub-section  shall

      render any such person liable to such punishment if he proves that the

      contempt was committed without his knowledge or that he exercised  all

      due diligence to prevent its commission’.


  18. It is not the case of respondent K.S.  Raju,  Promoter  Director,  who

      gave undertaking that he had no knowledge of the order of the CLB,  or

      that he made any attempt to prevent the disobedience of the order.


  19. Though it is contended by Mr. C.A. Sundaram,  learned  senior  counsel

      for K.S. Raju that liability to make repayment to the depositors stood

      transferred to MFSL with whom NFL entered into an agreement after  the

      order dated 29.2.2000 passed, but copy of the  order  dated  19.9.2000

      passed by the CLB (Annexure P-4) on  the  record  discloses  that  the

      liability continued with K.S. Raju and  group  of  his  companies,  as

      mentioned in direction No. 2 of the order which reads as under: -


                 “Heard Shri C.R. Murali, Practising  Chartered  Accountant

           and Authorized representative of the company  as  well  as  Shri

           L.V.V. Iyer, Director of the  company.   The  company  has  made

           payment of Rs.73 lakhs to the depositors between  17.7.2000  and

           19.9.2000.  The company has  considered  all  the  430  hardship

           cases; attended to complaints to nine depositors received at the

           Bench Office and disposed of 1424  complaints  received  at  his

           office by taking appropriate action as per the  Scheme  approved

           by the CLB.  According  to  Shri  Iyer,  the  company  finds  it

           difficult to make payment to the depositors in  accordance  with

           the  scheme  of  account  of  the  poor  rate  of  recovery   of

           receivables and for want of the  required  additional  expertise

           and infrastructure  for  recovery  of  the  monies  due  to  the

           company.  Hence, the management of the company has entered  into

           a strategic alliance with M/s.  Mahalakshmi  Factoring  Services

           Limited,  Bombay   (MFSL),   which   would   provide   necessary

           infrastructure  and  skills  to  accelerate   the   process   of

           realization  of  the  receivables  to  make  repayment  to   the

           depositors.  Accordingly,  additional  professionals  have  been

           inducted into  the  Board  of  the  Company  to  strengthen  the

           recovery and disbursement mechanism.  MFSL has agreed to  resume

           the responsibility in realizing the dues of the  company.   MFSL

           is involved in the management of the company, Shri N. Selvaraju,

           President of the Company and Shri  C.  Muthuswamy,  Director  of

           MFSL  have  filed  affidavits  undertaking  to   discharge   the

           obligations towards  the  depositors  in  terms  of  the  scheme

           approved by the CLB.


                 Taking into consideration the facts and  circumstances  of

           the case, submissions made on  behalf  of  the  company,  it  is

           ordered as under: -


              1. The Company shall –


                    i. make payment to the depositors in every  category  as

                       per the Scheme approved by the CLB;


                   ii. furnish additional particulars  of  the  cases  where

                       payments are due to the  depositors  and  the  actual

                       payment made by the company in such cases;


                  iii. attend to the complaints of nine depositors  received

                       at the bench office and report compliance;


              2. The affidavits filed by :


                    a) Shri K.S. Raju, Promoter Director of the Company;


                    b) M/s. New India Finance Ltd.


                    c) M/s. Chinnar Securities Pvt. Ltd.


                    d) M/s. Nagarjuna Housing Development Finance Ltd.


                    e) M/s. Nagarjuna Engineering &  Construction  Co.  Pvt.

                       Ltd.


                    f) M/s. Nagarjuna Holdings Private Limited


                    g) M/s. Paschim Holdings Pvt. Ltd.


                    h) M/s. K.S. Raju Associates & Holdings Pvt. Ltd.


                    i) M/s. Corporate Securities & Holdings Pvt. Ltd.


                    j) M/s. K.S. Raju Associates and Estates Pvt. Ltd.


                    k) M/s. K.R.R. Holdings Pvt. Ltd; and


                    l) Shri Sridhar Chari, Managing Director of the  company

                       assuring repayment of deposits by the company as  per

                       the scheme approved by the CLB shall remain in  force

                       till discharging the  obligations  in  terms  of  the

                       order dated 29.2.2000 of the CLB.


              3. The arrangements made between the company  and  MFSL  shall

                 not be of any consequence  in  relation  to  the  repayment

                 schedule approved by the CLB.  The  company,  its  promoter

                 Director and Group Holding Companies shall continue  to  be

                 responsible for due compliance of the order stated supra.


              4. The progress made in implementation of the scheme  will  be

                 reviewed on 14.11.2000 at 10.30 p.m.”





  20. When an application under Section 634A of the Companies Act, 1956  was

      moved by the present appellant before the CLB, the Board, by  speaking

      order dated 21.8.2001, after considering rival  submissions,  observed

      in paragraphs 6 and 7 as under: -


           “6.   In regard to the plea of Shri Murali that  the  provisions

           of Section 634A cannot be invoked by the applicant,  it  may  be

           observed that this Section is explicit which runs as follows:


                 Sec. 634A: Any order made by the Company Law Board  may  be

                 enforced by that Board in the same manner as if it  were  a

                 decree made by a Court in a suit pending  therein,  and  it

                 shall be lawful for that Board to send, in the case of  its

                 inability to execute such order, to the  Court  within  the

                 local limits of whose jurisdiction, -


                    a) in the case  of  an  order  against  a  company,  the

                       registered office of the company is situated, or


                    b) in the case of an order against any other person, the

                       person concerned voluntarily resides, or  carries  on

                       business or personally works for gain.


           Section 634A is clear that as in the case of a court, the orders

           of the Company Law Board can be  enforced  by  it  in  the  same

           manner as if it were a decree made by  a  court.   This  section

           further permits the CLB, in case of its liability to execute the

           order, to seek the assistance  of  the  court  having  competent

           jurisdiction for execution of its order.  In view of this  there

           is no force in the argument of Shri Murali.


           7.    Taking into consideration the facts and  circumstances  of

           the case, the opportunity afforded to the Company and the  legal

           position stated hereinabove, I hereby  order  that  the  Company

           shall pay 30 per  cent  of  the  deposit  amount  together  with

           interest at the contracted rate upto the date  of  maturity  and

           thereafter till the date of payment at the rate of 14.5 per cent

           within 30 days of receipt  of  this  order,  failing  which  the

           applicant  is  at  liberty  to  move  the  Court,  within  whose

           jurisdiction the registered office of the Company is situated to

           execute the order of the CLB.”





  21. The above order appears to have been challenged in Company Appeal Nos.

      7 & 9 of 2001 by both the parties – depositor E.  Bapanaiah  and  NFL,

      respectively.  Both these company appeals were heard and  disposed  of

      by order dated 3.1.2002 by the High Court.  The concluding  paragraphs

      of the common order passed by the High Court in the  Company  Appeals,

      are quoted below: -


                 “In the  circumstances,  the  submission  of  the  learned

           counsel for the respondent company that it is entitled  to  wait

           till the  month  of  April  2002  cannot  be  accepted  and  the

           respondent company is therefore bound to make the payments every

           month as per the clause 11(f) read with clause 12  (iv)  of  the

           scheme.


                 Coming to  the  second  submission  made  by  the  learned

           counsel for the respondent company, though I do not  propose  to

           go into the larger question whether  the  nature  of  the  power

           exercised under Section 634A of the  Companies  Act  is  in  the

           nature of the power exercised as an executing court, but I  must

           say the impugned order is not in conformity  with  the  original

           order of the Company Law Board dated 29th February, 2000.   But,

           a combined reading of clause 1(i) and 12(iv) of the scheme,  the

           respondent company is bound to pay 30% of the amount due to  the

           petitioner  within  1  year  from  the  date  of  the   maturity

           (28.4.2001) spread over 12 equal monthly instalments.


                 Coming to the submission made by the learned  counsel  for

           the depositor, I do not see any reason why he  should  have  any

           grievance against the impugned order.  It is  open  for  him  as

           indicated by the Company Law Board in the impugned order to move

           the appropriate court for the execution  of  the  order  of  the

           Company Law Board dated 29th February 2000.


                  In  the  circumstances,  both  the  company  appeals  are

           dismissed.”





  22. However, after above order was passed by the High Court, a proviso  is

      added by Legislature to Section 634A of the Companies Act, 1956, which

      reads as under:-


           “Provided that the provision of this section shall not apply  on

           and after commencement of the Companies (Second Amendment)  Act,

           2002.”


      As such, on the date (3.8.2007) order passed by learned single  Judge,

      the depositor had no option of getting executed the order of CLB as  a

      decree passed in a suit, and present appellant  could  not  have  been

      asked to avail remedy under Section 634A of the Companies Act.


  23. No doubt, a company which defaults in  repayment  of  deposit  can  be

      dealt with as per provisions contained in sub-sections (9) and (10) of

      Section 58A of the Companies Act, 1956, which read as under: -


           “(9) Where a company has failed to repay  any  deposit  or  part

           thereof in accordance with the  terms  and  conditions  of  such

           deposit the Tribunal may, if it is satisfied, either on its  own

           motion or on the  application  of  the  depositor,  that  it  is

           necessary so to do to safeguard the interests  of  the  company,

           the depositors or in the public interest direct, by  order,  the

           company to make  repayment  of  such  deposit  or  part  thereof

           forthwith or within such time and subject to such conditions  as

           may be specified in the order:


                 Provided that the Tribunal may  before  making  any  order

           under this sub-section give a reasonable  opportunity  of  being

           heard to the company and the other  persons  interested  in  the

           matter.


           (10) Whoever fails to comply with any order made by the Tribunal

           under sub-section (9)  shall  be  punishable  with  imprisonment

           which may extend to three years and shall also be  liable  to  a

           fine of not less than rupees five hundred for every  day  during

           which such non-compliance continues.”


      (Expression  “Tribunal”  was  substituted  in  the   above   mentioned

      provisions vide Act No. 11 of 2003 in  place  of  words  “Company  Law

      Board”)


  24. During arguments it is stated before us by the learned counsel for the

      parties that the prosecution was also launched against the  respondent

      K.S. Raju but he was discharged.  However, Special Leave  Petition  is

      said to have been pending in said matter.   We are of  the  view  that

      the depositors cannot be left without remedy  merely  for  the  reason

      that prosecution could have been launched against the company.


  25. Powers of the High Courts to punish for contempt including the  powers

      to punish for  contempt  of  itself  flow  from  Article  215  of  the

      Constitution of India.  Section 10 of the Contempt of Courts Act, 1971

      empowers the High Courts to punish contempts of its subordinate courts

      which reads as under: -


           “10. Power of High Court  to  punish  contempts  of  subordinate

           courts. – Every High Court shall  have  and  exercise  the  same

           jurisdiction, powers and authority, in accordance with the  same

           procedure and  practice,  in  respect  of  contempts  of  courts

           subordinate to  it  as  it  has  and  exercises  in  respect  of

           contempts of itself:


                 Provided that no High Court shall  take  cognizance  of  a

           contempt alleged to have been committed in respect  of  a  court

           subordinate to it where such contempt is an  offence  punishable

           under the Indian Penal Code (45 of 1860).”


  26. As to the question whether CLB is a court subordinate to High Court or

      not, in Canara Bank v. Nuclear Power Corporation  of  India  Ltd.  and

      others[1], this Court has held that CLB in the proceedings  before  it

      under  Section  111  of  the  Companies  Act  since  performs   curial

      functions, hence it is a “court” within the meaning of Section 9-A  of

      Special  Court  (Trial  of  Offences  Relating  to   Transactions   in

      Securities) Act, 1992.  In  Sk.  Mohammedbhikhan  Hussainbhai  v.  The

      Manager Chandrabhanu Cinema[2], the Gujarat High Court has  taken  the

      view that if the High Court is an appellate court  of  some  authority

      under a statute, such authority can be  deemed  to  be  a  subordinate

      court within the ambit of Contempt of Courts Act, 1971 and, therefore,

      the High Court can exercise powers of dealing with  contempt  of  such

      authority provided the act of contempt was not punishable for offences

      under Indian Penal Code. In N. Venkata Swamy Naidu v. Sri  Surya  Teja

      Constructions Pvt. Ltd. and others[3], High Court  of  Andhra  Pradesh

      observed as under: -


           “28. Under Section 10F of the Companies  Act  1956,  any  person

           aggrieved by any decision or order of the Company Law Board  may

           file an appeal to the High Court, within  sixty  days  from  the

           date of communication of the decision or order  of  the  Company

           Law Board, on any question of law arising out of such an  order.

           The Company Law Board is thus judicially subordinate to the High

           Court and, even if its administrative control  is  held  not  to

           vest in the High Court under Article 235 of the Constitution  of

           India, it would nonetheless be a Court subordinate to  the  High

           Court under Section 10 of the Contempt of Courts Act.”


  27. The present case relates to a civil contempt  wherein  an  undertaking

      given to  Company  Law  Board  is  breached.   Normally,  the  general

      provisions made under the Contempt of Courts Act are  not  invoked  by

      the High Courts for forcing a party  to  obey  orders  passed  by  its

      subordinate courts for the simple reason  that  there  are  provisions

      contained in Code of Civil Procedure, 1908 to get executed its  orders

      and decrees.  It is settled principle of  law  that  where  there  are

      special law and general law,  the  provisions  of  special  law  would

      prevail over general law.  As such, in normal circumstances  a  decree

      holder cannot take recourse of Contempt of Courts Act else it is  sure

      to throw open a floodgate of litigation under  contempt  jurisdiction.

      It is not the object of the Contempt of  Courts  Act  to  make  decree

      holders rush to the High Courts simply for the reason that the  decree

      passed by the subordinate court is not obeyed.  However, there  is  no

      such procedure prescribed to execute order of CLB  particularly  after

      proviso is added to Section 634A of  the  Companies  Act,  1956,  vide

      Companies (Second Amendment) Act, 2002.


  28. Therefore, having considered submissions of learned  counsel  for  the

      parties, and material on record, and further considering the  relevant

      provisions of law and the cases referred above, and exercising  powers

      under Article 136 read with Article 142 of the Constitution, we  think

      it just and proper to interfere with the order passed by the  Division

      Bench of the High Court whereby the  Division  Bench  erroneously  set

      aside the finding and sentence awarded by  the  learned  single  Judge

      against K.S. Raju.  In our  opinion,  respondent  K.S.  Raju  wilfully

      disobeyed the order of CLB and breached the undertaking given to  CLB,

      and thereby committed Contempt of Court subordinate to High  Court  as

      such the Division Bench of the High Court has erred in law in allowing

      the Contempt Appeal No. 3 of 2007 filed by K.S. Raju and setting aside

      his conviction and sentence,  recorded  against  him  by  the  learned

      Single Judge in Contempt Case No. 915 of 2002.


  29. For the reasons, as discussed above, we allow the present appeal filed

      against respondent K.S. Raju, and set aside the impugned order of  the

      Division Bench of High  Court.   Accordingly,  order  dated  3.8.2007,

      passed in Contempt Case No. 915 of 2002, to the extent  of  conviction

      and sentence recorded against K.S. Raju (respondent) stands  restored.

      However, exercising powers under Article 142 of  the  Constitution  of

      India, to do complete justice between the parties, we allow sixty days

      time to respondent K.S. Raju, with effect from pronouncement  of  this

      judgment to repay the entire  amount  to  the  depositor/appellant  as

      directed by CLB, and if within the said period of sixty  days  payment

      is not made to the depositor/appellant, respondent K.S. Raju shall  be

      taken into custody to serve out  sentence as recorded against  him  by

      the learned Single Judge vide order dated 3.8.2007  in  Contempt  Case

      No. 915 of 2002.  If the amount is paid to the  present  appellant  as

      directed by this Court  within  sixty  days,  the  sentence  shall  be

      reduced to the extent of fine only.  Rest of the appeals filed by  the

      depositor in respect of all other directors, who were not impleaded by

      name before the High Court in the contempt Case No. 915 of  2002,  and

      acquitted by the impugned order  passed  by  Division  Bench  of  High

      Court, are dismissed.





                                                                 ………………………………J.

                                                            [Vikramajit Sen]

                                                                 ………………………………J.

                                                          [Prafulla C. Pant]



      New Delhi;

      November 07, 2014.

-----------------------

[1] 1975 Supp (3) SCC 81

[2] AIR 1986 Guj 209

[3] 2008 CriLJ 227